Paul A. Geier
Professional summary
Paul Alexander Geier is a registered financial professional currently at GLC SECURITIES, LLC located in New York, New York.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1994. Paul has worked at 6 firms and has passed the Series 63, Series 50, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Alexander Geier's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 10, 2020 - Present
GLC SECURITIES, LLC
Office #1: 600 Lexington Avenue 9th Floor, New York, NY 10022September 27, 2017 - October 3, 2019
BMO CAPITAL MARKETS CORP.
June 21, 1999 - May 12, 2011
UBS SECURITIES LLC
June 7, 1999 - July 16, 1999
DEUTSCHE BANK SECURITIES INC.
October 22, 1998 - June 7, 1999
DB ALEX. BROWN LLC
November 8, 1994 - August 14, 1998
BANCAMERICA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/10/2020)
(1/10/2020)
(1/10/2020)
Exams
FINRA
Current Firm
GLC SECURITIES, LLC
CRD#: 153581 / SEC#: , 8-68557
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GLC ADVISORS & CO. HOLDINGS, LLC | OWNER | |
| BENNINGER, THOMAS MICHAEL | PRINCIPAL | |
| HAN, ABRAHAM T | PRINCIPAL | |
| KINZER, CAROL ANN | FINOP/CFO | 4519471 |
| REYNERTSON, JON SOREN | PRINCIPAL/CEO/CCO |
Red Flags
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