LP
Luis F. Pinto
THE LIFE WEALTH GROUP
WINTER GARDEN, FL 34787
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CRD#: 6855696
LP
Professional summary
Luis Felipe Pinto, who also goes by Luis Pinto, is a registered financial advisor currently at THE LIFE WEALTH GROUP located in Winter Garden, Florida and MADISON AVENUE SECURITIES, LLC located in Winter Garden, Florida.
Luis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Luis has worked at 5 firms and has passed the Series 66, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Luis Pinto
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) The LifeWealth Group; Yes Investment Related; 240 West Plant St Unit 240, Winter Garden, FL 34787; Insurance Sales; Start Date 10/2022; Approx. 00 hours a month; Approx. 00 hours during trading; Insurance Sales and Services. 2.) Madison Avenue Securities POSITION: Registered Representative NATURE: Broker Dealer INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE 10/2022 ADDRESS: 13500 Evening Creek Drive N Suite 555, San Diego CA 92128 DESCRIPTION: Securities Sales and Services 3.) Theta Chi Fraternity: Not Investment Related; 12410 Darwin Dr. Orlando, FL 32826; Chapter Advisory Board Member; Approx. 02 hours a month; Approx. 00 during trading; Mentor members to develop personally and professionally in accordance to national standards 4.) LifeWealth Investments, LLC; Yes Investment Related; 270 W Plant St, Suite 240, Winter Garden FL 34787; Wealth Management; Start Date: 11/2024; Approx 160 hours a month; Approx. 160 hours during trading; Investment Advisor Representative.
CRS (Client Relationship Summary) - RIA
Click below to view Luis Felipe Pinto's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 25, 2024 - Present
THE LIFE WEALTH GROUP
Office #1: 270 W. Plant Street Ste. 240, Winter Garden, FL 34787RIA
CRD#: 332978
WINTER GARDEN, FL
Current
January 25, 2023 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 270 W. Plant St. Suite 240, Winter Garden, FL 34787RIA
BD
CRD#: 23224
Winter Garden, FL
Past
November 8, 2022 - May 1, 2025
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
Winter Garden, FL
Past
July 8, 2019 - November 2, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
ORLANDO, FL
Past
April 29, 2019 - November 2, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
ORLANDO, FL
Past
October 11, 2018 - February 15, 2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
ORLANDO, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TL
THE LIFE WEALTH GROUP
LIFEWEALTH INVESTMENTS, LLC | THE LIFE WEALTH GROUP | SIGNIFICANT WEALTH MANAGEMENT, INC.
CRD#: 332978 / SEC#: 801-131318
RIA
Registered Investment Advisory firm - (10/18/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/25/2023)
IAR
Florida(11/25/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/6/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TL
THE LIFE WEALTH GROUP
LIFEWEALTH INVESTMENTS, LLC | THE LIFE WEALTH GROUP | SIGNIFICANT WEALTH MANAGEMENT, INC.
CRD#: 332978 / SEC#: 801-131318
RIA
Registered Investment Advisory firm - (10/18/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
270 W. Plant Street Ste. 240, Winter Garden, FL 34787
Mailing Address
Phone number
(407) 299-4129
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 314 |
| AUM (Assets Under Management) | $ 177,712,580 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THE LIFE WEALTH GROUP
CRD#: 332978Winter Garden, FL 34787TRUST BUT VERIFY
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