Thomas C. Ellis

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Huntsville, AL

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CRD#: 6855655

Professional summary

Thomas Cameron Ellis, who also goes by Cameron Ellis, is a registered financial advisor currently at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC located in Huntsville, Alabama.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Thomas has worked at 2 firms and has passed the Series 65, SIE and Series 99 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cameron Ellis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MUSICIAN NOT INVESTMENT RELATED START DATE: 06/01/2018 NATURE OF BUSINESS: PERFORMING LIVE MUSIC HOURS PER MONTH: 4 HOURS DURING SECURITIES TRADING HOURS: ZERO DESCRIPTION OF DUTIES: SINGING/PLAYING GUITAR the name of the other business; Knights of Columbus Insurance whether the business is investment-related; Yes the address of the other business; 15003 Collier Drive SE Huntsville, AL 35803 the nature of the other business; Insurance your position; Agent title, or relationship with the other business; Assistant General Agent the start date of your relationship; 11/2018 the approximate number of hours/month you devote to the other business; 40/week the number of hours you devote to the other business during securities trading hours; 40 and briefly describe your duties relating to the other business; Helping families with their insurance needs

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Cameron Ellis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 24, 2024 - Present

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

RIA

CRD#: 174129

Huntsville, AL

Past

August 30, 2018 - September 24, 2018

STONEX FINANCIAL INC.

CRD#: 45993

BIRMINGHAM, AL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

BOSTON ADVISORS | KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

CRD#: 174129 / SEC#: 801-80844

RIA

Registered Investment Advisory firm - (1/23/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(2/24/2024)

IAR

Mississippi
(5/7/2024)

IAR

Oklahoma
(10/31/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/24/2024

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 9/24/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 99

Date: 8/30/2018

Operations Professional Examination

Current Firm

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

BOSTON ADVISORS | KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

CRD#: 174129 / SEC#: 801-80844

RIA

Registered Investment Advisory firm - (1/23/2015 Approved)

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Contact information

Main Address

One Columbus Plaza, New Haven, CT 06510

Mailing Address

Phone number

(203) 752-4502

Established

Firm type

Fiscal year end

# of Employees

226

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC ADV PART 2A BROCHURE 6.4.2025 (6/4/2025)

Regulatory assets under management

Total Number of Accounts	5,592
AUM (Assets Under Management)	$ 28,035,873,347

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas C. Ellis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Cameron Ellis's CRS (Customer Relationship Summary).

Certified licenses

Experience

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

STONEX FINANCIAL INC.

Primary Firm SEC Registration

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/24/2024

SIE

Date: 9/24/2018

Series 99

Date: 8/30/2018

Current Firm

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

TRUST BUT VERIFY

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