Stuart R. Macliver
Professional summary
Stuart Rex Macliver is a registered financial professional currently at AMVEST CAPITAL SECURITIES LLC located in New York, New York.
Stuart is registered as a RR (Registered Representative) and started their career in finance in 2014. Stuart has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stuart Rex Macliver's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 8, 2025 - Present
AMVEST CAPITAL SECURITIES LLC
Office #1: 570 Lexington Avenue 37th Floor, New York, NY 10022May 3, 2023 - November 28, 2023
DELPHOS MMJ L.P.
May 27, 2021 - December 14, 2022
FOUR POINTS CAPITAL PARTNERS LLC
September 7, 2017 - May 21, 2021
DELPHOS MMJ L.P.
October 21, 2014 - August 1, 2017
ECOBAN SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/8/2025)
Exams
Series 99TO
Date: 10/1/2025
Operations Professional ExaminationFINRA
Current Firm
AMVEST CAPITAL SECURITIES LLC
CRD#: 329978 / SEC#: , 8-71218
Contact information
FINRA licenses (5 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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