BW
Brianne S. Wolf
CETERA INVESTMENT ADVISERS LLC
ORLAND PARK, IL 60467
Some features on this profile are disabled
CRD#: 6854659
BW
Professional summary
Brianne Samantha Wolf, who also goes by Brianne Moisan, Brie Moisan, Brie Wolf, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Orland Park, Illinois and CETERA WEALTH SERVICES, LLC located in Orland Park, Illinois.
Brianne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Brianne has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brianne Moisan | Brie Moisan | Brie Wolf
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LU LARAE BRIANNE WOLF POSITION: Sole Proprietor NATURE: I sell women's and children's clothing for direct sales company, Lu LaRae. INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2016 ADDRESS: 4513 W. Jonquil Ln, Monee IL 60449, United States DESCRIPTION: I purchase clothing at wholesale & then promote, sell and distribute to customer. 2) BILL HICKEY FINANCIAL SERVICES POSITION: Referring Rep NATURE: Financial Advisor services INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 1 START DATE: 11/04/2017 ADDRESS: 9611 W. 165th St, Suite 11, Orland Park IL 60467, United States DESCRIPTION: Referral of accounting clients 3) SANKEY WOLF GROUP LTD POSITION: Vice-President/Accounting Manager NATURE: This is a new DBA obtained to operate under Bill Hickey & Associates, Inc. as well as the DBA that is now related to Brianne Wolf's financial services entity INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/13/2023 ADDRESS: 9611 W. 165th Street, Suite 11, Orland Park IL 60467, United States DESCRIPTION: All duties and responsibilities will remain the same as a financial advisor and owner of the Accounting firm 4) BILL HICKEY & ASSOC., INC POSITION: Vice-President/Accountant Manager NATURE: I am a full time public accountant here providing bookkeeping and tax preparation services.This is a new DBA obtained to operate under Bill Hickey & Associates, Inc. as well as the DBA that is now related toBrianne Wolf's financial services entity? INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/13/2023 ADDRESS: 9611 W. 165th Street, Suite 11, Orland Park IL 60467, United States DESCRIPTION: All duties and responsibilities will remain the same as a financial advisor and owner of the Accounting firm
CRS (Client Relationship Summary) - RIA
Click below to view Brianne Samantha Wolf's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 9611 West 165th Street Suite 11, Orland Park, IL 60467RIA
CRD#: 105644
ORLAND PARK, IL
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 9611 West 165th Street Suite 11, Orland Park, IL 60467BD
CRD#: 13572
ORLAND PARK, IL
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
ORLAND PARK, IL
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
ORLAND PARK, IL
Past
November 4, 2017 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
ORLAND PARK, IL
Past
October 9, 2017 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
ORLAND PARK, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(9/5/2025)
IAR
Illinois(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
