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DB

Dylan T. Burns

ROOSEVELT & CROSS
New York, NY 10006
Some features on this profile are disabled
CRD#: 6854553
DB

Professional summary

Dylan Thomas Burns, who also goes by Dylan T Burns, Dylan Burns, is a registered financial professional currently at ROOSEVELT & CROSS, INCORPORATED located in New York, New York.

Dylan is registered as a RR (Registered Representative) and started their career in finance in 2022. Dylan has worked at 1 firm and has passed the Series 63, Series 52TO, SIE and Series 53 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Dylan T Burns | Dylan Burns

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dylan Thomas Burns's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 29, 2022 - Present

ROOSEVELT & CROSS, INCORPORATED

Office #1: One Exchange Plaza 55 Broadway 22nd Fl, New York, NY, 10006
BD
CRD#: 6964
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(11/21/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 11/19/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 8/27/2022
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/23/2021
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 53
Date: 7/24/2023
Municipal Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

R&
ROOSEVELT & CROSS, INCORPORATED
ROOSEVELT & CROSS, INCORPORATED

CRD#: 6964 / SEC#: , 8-19363

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
55 Broadway 22nd Fl, New York, NY, 10006
Mailing Address
55 Broadway 22nd Fl, New York, NY, 10006
Phone number
(212) 344-2500
Established
New York since 04/19/1972
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FARAWELL, JOHN MADDENDIRECTOR1018554
FINN, FRANCIS GREGORYCHAIRMAN OF THE BOARD1019346
BRENNAN, ELAINE MARIEDIRECTOR720043
HALLER, JOSEPH CROSSDIRECTOR4826263
MONAHAN, SCOTT THOMASDIRECTOR4882785
STAVITSKI, CHARLES CLEMENTCEO5435642
WAGNER, DAVID CHARLESDIRECTOR4249755
WELSH, WILLIAM WALTER5% OWNER1602929
CAWLEY, KATHLEENCCO1129804
MOORE, DAVID WILLIAMCOO/SENIOR VICE PRESIDENT2209528
SAKOL, DANIEL SCOTTFINOP2813237

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROOSEVELT & CROSS, INCORPORATED

CRD#: 6964New York, NY 10006

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