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Graham Chase Miller

BLOOM SECURITIES
Aventura, FL
·CRD# 6854170·8 years experience

Professional Summary

Graham Chase Miller is a registered financial advisor currently at BLOOM SECURITIES, LLC located in Aventura, Florida. Graham is registered as a RR (Registered Representative) and started their career in finance in 2018. Graham has worked at 3 firms and has passed the Series 66, Series 79TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

BLOOM SECURITIES, LLC·CRD# 284530
BD
1. 21500 Biscayne Blvd., Suite 403, Aventura, FL 331802. 1010 S Federal Hwy Suite 2804, Hallandale Beach, FL 33009
March 14, 2022 - Present
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
May 17, 2021 - March 17, 2022
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Weehawken, NJ
March 2, 2018 - May 27, 2021
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
January 23, 2018 - May 27, 2021

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Current Firm

BS
BLOOM SECURITIES, LLC

BLOOM SECURITIES, LLC

CRD#: 284530 / SEC#: 8-69805
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

1010 S Federal Hwy Suite 2804, Hallandale Beach, FL 33009

Mailing Address

1010 S Federal Hwy Suite 2804, Hallandale Beach, FL 33009

Phone Number

(305) 974-0700

Established

Florida since 02/09/2016

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (14 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
THE BLOOM ORGANIZATION II, INCMEMBER—
GOETTLING, ROBERT CHARLESMANAGER, CCO5997149
SERRA, CARL ANTHONY IIIFINOP3179039

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2018About the Series 66 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed May 2021About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2018About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Graham Chase Miller's CRS (Customer Relationship Summary).

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