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GM

Graham C. Miller

BLOOM SECURITIES
Aventura, FL 33180
Some features on this profile are disabled
CRD#: 6854170
GM

Professional summary

Graham Chase Miller is a registered financial professional currently at BLOOM SECURITIES, LLC located in Aventura, Florida.

Graham is registered as a RR (Registered Representative) and started their career in finance in 2018. Graham has worked at 3 firms and has passed the Series 66, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Graham Chase Miller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 14, 2022 - Present

BLOOM SECURITIES, LLC

Office #1: 21500 Biscayne Blvd., Suite 403, Aventura, FL 33180Office #2: 1010 S Federal Hwy Suite 2804, Hallandale Beach, FL 33009
BD
CRD#: 284530
Aventura, FL
Past

May 17, 2021 - March 17, 2022

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

March 2, 2018 - May 27, 2021

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
WEEHAWKEN, NJ
Past

January 23, 2018 - May 27, 2021

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/15/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 5/15/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/23/2018
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BS
BLOOM SECURITIES, LLC
BLOOM SECURITIES, LLC

CRD#: 284530 / SEC#: , 8-69805

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
1010 S Federal Hwy Suite 2804, Hallandale Beach, FL 33009
Mailing Address
1010 S Federal Hwy Suite 2804, Hallandale Beach, FL 33009
Phone number
(305) 974-0700
Established
Florida since 02/09/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
THE BLOOM ORGANIZATION II, INCMEMBER
GOETTLING, ROBERT CHARLESMANAGER, CCO5997149
SERRA, CARL ANTHONY IIIFINOP3179039

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BLOOM SECURITIES, LLC

CRD#: 284530Aventura, FL 33180

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