Timothy D. Winn
HERITAGE FINANCIAL SERVICES
Westwood, MA 02090
Some features on this profile are disabled
CRD#: 6853836
Professional summary
Timothy David Winn, CFP® is a registered financial advisor currently at HERITAGE FINANCIAL SERVICES located in Westwood, Massachusetts.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Timothy has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy David Winn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
September 11, 2017 - Present
HERITAGE FINANCIAL SERVICES
Office #1: 100 Lowder Brook Drive Suite 1000, Westwood, MA 02090RIA
CRD#: 127268
Westwood, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HF
HERITAGE FINANCIAL SERVICES
HERITAGE FINANCIAL GROUP | HERITAGE INSURANCE BROKERAGE, INC. | HERITAGE FINANCIAL SERVICES, LLC | HERITAGE FINANCIAL SERVICES, INC. | HERITAGE FINANCIAL SERVICES
CRD#: 127268 / SEC#: 801-64494
RIA
Registered Investment Advisory firm - (7/19/2005 Approved)Massachusetts
Registered Investment Advisory firm - (10/18/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(9/11/2017)
Exams
Current Firm
HF
HERITAGE FINANCIAL SERVICES
HERITAGE FINANCIAL GROUP | HERITAGE INSURANCE BROKERAGE, INC. | HERITAGE FINANCIAL SERVICES, LLC | HERITAGE FINANCIAL SERVICES, INC. | HERITAGE FINANCIAL SERVICES
CRD#: 127268 / SEC#: 801-64494
RIA
Registered Investment Advisory firm - (7/19/2005 Approved)Massachusetts
Registered Investment Advisory firm - (10/18/2005 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
100 Lowder Brook Drive Suite 1000, Westwood, MA 02090
Mailing Address
Phone number
(781) 255-0214
Established
Firm type
Fiscal year end
# of Employees
49
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,481 |
| AUM (Assets Under Management) | $ 2,989,626,797 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/27/2024 | ||
| 03/07/2024 | ||
| 04/18/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HERITAGE FINANCIAL SERVICES
CRD#: 127268Westwood, MA 02090TRUST BUT VERIFY
Monitor Timothy Winn
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
