Richard B. Gardner
Professional summary
Richard Brian Gardner is a registered financial professional currently at CANTOR FITZGERALD & CO. located in New York, New York and CF SECURED, LLC located in New York, New York.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2018. Richard has worked at 11 firms and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Brian Gardner's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 19, 2018 - Present
CANTOR FITZGERALD & CO.
Office #1: 110 East 59th Street 4th Floor, New York, NY, 10022May 10, 2018 - Present
CF SECURED, LLC
Office #1: 110 East 59th Street 4th Floor, New York, NY 10022May 10, 2018 - Present
GFI SECURITIES LLC
Office #1: 55 Water Street 10th Floor, New York, NY 10041May 10, 2018 - Present
BGC FINANCIAL, L.P.
Office #1: 55 Water Street 10th Floor, New York, NY, 10004May 10, 2018 - Present
MINT BROKERS
Office #1: 55 Water Street 10th Floor, New York, NY 10038May 12, 2018 - Present
FMX EXECUTION, LLC
Office #1: 55 Water Street, New York, NY 10041April 1, 2022 - April 16, 2024
NEWMARK SECURITIES, LLC
May 11, 2018 - September 17, 2020
CASTLEOAK SECURITIES, LP
May 10, 2018 - May 27, 2020
CFWP SECURITIES, LLC
May 10, 2018 - July 1, 2021
SUNRISE BROKERS LLC
May 10, 2018 - September 19, 2022
AQUA SECURITIES L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
FMX EXECUTION, LLC
CRD#: 154075 / SEC#: , 8-68606
Contact information
FINRA licenses (18 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FENICS MARKETS XCHANGE, LLC | SOLE MEMBER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| HAUF, JASON WILLIAMS | CHIEF FINANCIAL OFFICER | 4163331 |
| RINALDO, MARK J | CHIEF OPERATING OFFICER | 4824739 |
| SCOTTO, LOUIS JAMES | CHIEF EXECUTIVE OFFICER | 1483052 |
| SULFARO, MICHAEL CARL | CHIEF COMPLIANCE OFFICER | 2483562 |
Red Flags
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