BD
Brittany A. Doughty
CARY STREET PARTNERS
Fredericksburg, VA 22401
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CRD#: 6853699
BD
Professional summary
Brittany Anne Doughty, CFP®, who also goes by Brittany Anne Mcbride, is a registered financial advisor currently at CARY STREET PARTNERS located in Fredericksburg, Virginia and CARY STREET PARTNERS located in Fredericksburg, Virginia.
Brittany is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Brittany has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brittany Anne Mcbride
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Other Business Name: University of Mary Washington Address:1301 College Avenue, Woodard Hall, COB Room 132 Investment-Related?Yes Nature of the Other Business:Educational Institution Postion at Other Business:Adjunct Professor of Personal Finance 320 course Title at Other Business:Adjunct Professor Relationship with Other BusinessEducation Services Start Date of your Relationship:8/26/2024 Approximate Hours/Month devoted to other business:5 Number of Hours devoted to other business during securities trading hours:5 Description of duties related to other Business:Adjunct Professor of Personal Finance 320 course for compensation.
CRS (Client Relationship Summary) - RIA
Click below to view Brittany Anne Doughty's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
January 16, 2019 - Present
CARY STREET PARTNERS
Office #1: 250 Executive Center Parkway, Fredericksburg, VA 22401RIA
CRD#: 128545
Fredericksburg, VA
Current
August 27, 2018 - Present
CARY STREET PARTNERS
Office #1: 1000 Winchester Street Suite 300, Fredericksburg, VA 22401BD
CRD#: 128089
Fredericksburg, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CARY STREET PARTNERS
CARY STREET PARTNERS | WAYPOINT ADVISORS | VIKING WEALTH ADVISERS | CARY STREET PARTNERS INVESTMENT ADVISORY, LLC | CARY STREET PARTNERS INVESTMENT ADVISORY LLC
CRD#: 128545 / SEC#: 801-64239
RIA
Registered Investment Advisory firm - (8/12/2005 Approved)Virginia
Registered Investment Advisory firm - (3/2/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Virginia(1/16/2019)
RR
Virginia(11/19/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CARY STREET PARTNERS
CARY STREET PARTNERS | WAYPOINT ADVISORS | VIKING WEALTH ADVISERS | CARY STREET PARTNERS INVESTMENT ADVISORY, LLC | CARY STREET PARTNERS INVESTMENT ADVISORY LLC
CRD#: 128545 / SEC#: 801-64239
RIA
Registered Investment Advisory firm - (8/12/2005 Approved)Virginia
Registered Investment Advisory firm - (3/2/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
901 East Byrd Street Suite 1001, Richmond, VA 23219
Mailing Address
Phone number
(804) 340-8100
Established
Firm type
Fiscal year end
# of Employees
166
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,853 |
| AUM (Assets Under Management) | $ 8,263,891,736 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/22/2024 | ||
| 07/25/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
