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NM

Natalie J. Montague

CANTOR FITZGERALD & CO.
New York, NY 10022
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CRD#: 6852776
NM

Professional summary


Natalie Jane Montague, who also goes by Natalie Jane Montague Miss, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in New York, New York and CF SECURED, LLC located in New York, New York.

Natalie is registered as a RR (Registered Representative) and started their career in finance in 2018. Natalie has worked at 11 firms and has passed the SIE and Series 99 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Natalie Jane Montague Miss

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Natalie Jane Montague's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 31, 2018 - Present

CANTOR FITZGERALD & CO.

Office #1: 110 East 59th Street 4th Floor, New York, NY, 10022
BD
CRD#: 134
New York, NY
Current

March 6, 2018 - Present

CF SECURED, LLC

Office #1: 110 East 59th Street 4th Floor, New York, NY 10022
BD
CRD#: 285841
New York, NY
Current

March 6, 2018 - Present

FMX EXECUTION, LLC

Office #1: 55 Water Street, New York, NY 10041
BD
CRD#: 154075
New York, NY
Current

March 6, 2018 - Present

GFI SECURITIES LLC

Office #1: 55 Water Street 10th Floor, New York, NY 10041
BD
CRD#: 19982
New York, NY
Current

March 6, 2018 - Present

BGC FINANCIAL, L.P.

Office #1: 55 Water Street 10th Floor, New York, NY, 10004
BD
CRD#: 19801
NEW YORK, NY
Current

March 6, 2018 - Present

MINT BROKERS

Office #1: 55 Water Street 10th Floor, New York, NY 10038
BD
CRD#: 13681
New York, NY
Past

April 1, 2022 - April 16, 2024

NEWMARK SECURITIES, LLC

BD
CRD#: 309193
NEW YORK, NY
Past

March 6, 2018 - May 27, 2020

CFWP SECURITIES, LLC

BD
CRD#: 170228
NEW YORK, NY
Past

March 6, 2018 - September 17, 2020

CASTLEOAK SECURITIES, LP

BD
CRD#: 125334
NEW YORK, NY
Past

March 6, 2018 - August 31, 2021

SUNRISE BROKERS LLC

BD
CRD#: 151012
NEW YORK, NY
Past

March 6, 2018 - September 19, 2022

AQUA SECURITIES L.P.

BD
CRD#: 47681
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 1/31/2018
Operations Professional Examination
SRO Registrations
RR
FINRA

Current Firm


MB
MINT BROKERS
BGC SECURITIES | SEMINOLE TRADING | SEMINOLE FINANCIAL | MINT BROKERS | CANTOR, FITZGERALD CORPORATE BROKERS, INC. | CANTOR FITZGERLAD PARTNERS | CANTOR FITZGERALD PARTNERS | CANTOR FITZGERALD FIXED INCOME BROKERS, INC.

CRD#: 13681 / SEC#: , 8-29616

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
55 Water Street 10th Floor, New York, NY 10038
Mailing Address
55 Water Street 10th Floor, New York, NY 10041
Phone number
(646) 346-7000
Established
New York since 09/25/1992
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (50 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
MINT BROKERS HOLDINGS I, LLCLIMITED PARTNER
ABULARRAGE, JOHN JOSEPHCHIEF EXECUTIVE OFFICER3265633
ANZALONE, THOMAS JOSEPHCHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER1161513
HAUF, JASON WILLIAMSCHIEF FINANCIAL OFFICER4163331
LEWIS, THOMAS JOSEPHMANAGING DIRECTOR FIXED INCOME AND COMMODITIES2684821
LYNCH, MARTINCHIEF OPERATING OFFICE5612726
MINT BROKERS HOLDING II, LLCGENERAL PARTNER
SULFARO, MICHAEL CARLCHIEF COMPLIANCE OFFICER2483562

Disclosures


Regulatory Event2

Red Flags


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Company Information


MINT BROKERS

CRD#: 13681New York, NY 10022

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