Edgar Haroutunian

TCW INVESTMENT MANAGEMENT COMPANY LLC

Los Angeles, CA 90071

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CRD#: 6852157

Professional summary

Edgar Haroutunian, CFP® is a registered financial advisor currently at TCW INVESTMENT MANAGEMENT COMPANY LLC located in Los Angeles, California and TCW FUNDS DISTRIBUTORS LLC located in Los Angeles, California.

Edgar is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Edgar has worked at 6 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Amazon.com Investment-related: No Address: 410 Terry Avenue North, Seattle, WA 98109-5210 Nature of Business: Merchandise Sales through Amazon.com Position: Member of LLC Title: Manager Start Date: 7/17/2023 Number of Hours/Month: 90-110 Number of Hours During Trading Hours: 0 Duties: Purchasing and confirmed product source provider with the Amazon warehouses to ship for fulfillment.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edgar Haroutunian's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

November 8, 2022 - Present

TCW INVESTMENT MANAGEMENT COMPANY LLC

Office #1: 515 South Flower Street, Los Angeles, CA 90071

RIA

CRD#: 106546

Los Angeles, CA

Current

November 8, 2022 - Present

TCW FUNDS DISTRIBUTORS LLC

Office #1: 515 South Flower Street, Los Angeles, CA 90071

CRD#: 16670

Los Angeles, CA

Past

April 1, 2021 - April 12, 2021

PAULSON INVESTMENT COMPANY LLC

CRD#: 5670

Beverly Hills, CA

Past

May 18, 2020 - July 2, 2020

THE WEALTH CONSULTING GROUP

RIA

CRD#: 173194

Westlake Village, CA

Past

May 18, 2020 - August 5, 2020

LPL FINANCIAL LLC

CRD#: 6413

WESTLAKE VILLAGE, CA

Past

October 9, 2017 - May 18, 2020

CAPITAL SYNERGY PARTNERS

CRD#: 148733

BURBANK, CA

Past

August 28, 2017 - May 18, 2020

CAPITAL SYNERGY PARTNERS

RIA

CRD#: 148733

BURBANK, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TCW INVESTMENT MANAGEMENT COMPANY LLC

TCW INVESTMENT MANAGEMENT CO | TCW INVESTMENT MANAGEMENT COMPANY LLC

CRD#: 106546 / SEC#: 801-29075

RIA

Registered Investment Advisory firm - (2/18/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/8/2022)

IAR

California
(11/8/2022)

Idaho
(10/9/2023)

Illinois
(10/9/2023)

IAR

Illinois
(10/16/2025)

Indiana
(10/9/2023)

IAR

Indiana
(10/16/2025)

Michigan
(10/9/2023)

IAR

Michigan
(10/16/2025)

Minnesota
(10/16/2025)

IAR

Minnesota
(10/16/2025)

Nevada
(10/9/2023)

Ohio
(10/10/2023)

Oregon
(10/9/2023)

Utah
(10/9/2023)

Washington
(10/9/2023)

Wisconsin
(10/9/2023)

IAR

Wisconsin
(10/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 7/8/2017

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/21/2017

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/9/2017

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TCW INVESTMENT MANAGEMENT COMPANY LLC

TCW INVESTMENT MANAGEMENT CO | TCW INVESTMENT MANAGEMENT COMPANY LLC

CRD#: 106546 / SEC#: 801-29075

RIA

Registered Investment Advisory firm - (2/18/1987 Approved)

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Contact information

Main Address

515 South Flower Street, Los Angeles, CA 90071

Mailing Address

Phone number

(213) 244-0000

Established

Firm type

Fiscal year end

# of Employees

419

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TIMCO - FORM ADV PART 2A - FILE COPY - 03.28.2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	4,758
AUM (Assets Under Management)	$ 40,149,916,771

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Edgar Haroutunian

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edgar Haroutunian's CRS (Customer Relationship Summary).

Certified licenses

Experience

TCW FUNDS DISTRIBUTORS LLC

PAULSON INVESTMENT COMPANY LLC

THE WEALTH CONSULTING GROUP

LPL FINANCIAL LLC

CAPITAL SYNERGY PARTNERS

CAPITAL SYNERGY PARTNERS

Primary Firm SEC Registration

TCW INVESTMENT MANAGEMENT COMPANY LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/8/2017

Series 65

Date: 6/21/2017

SIE

Date: 10/1/2018

Series 7

Date: 10/9/2017

FINRA

Current Firm

TCW INVESTMENT MANAGEMENT COMPANY LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TCW INVESTMENT MANAGEMENT COMPANY LLC

TRUST BUT VERIFY

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