Yuzhang Wei
Professional summary
Yuzhang Wei, who also goes by Tommy Wei, is a registered financial professional currently at MEMX EXECUTION SERVICES LLC located in Jersey City, New Jersey.
Yuzhang is registered as a RR (Registered Representative) and started their career in finance in 2020. Yuzhang has worked at 4 firms and has passed the Series 63, Series 57TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Yuzhang Wei's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 10, 2023 - Present
MEMX EXECUTION SERVICES LLC
Office #1: 525 Washington Boulevard Suite 300, Jersey City, NJ 07310March 21, 2022 - August 9, 2023
WEDBUSH SECURITIES INC.
November 22, 2021 - April 18, 2022
GOLDMAN SACHS & CO. LLC
February 13, 2020 - January 13, 2021
MAXIM GROUP LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/10/2023)
(11/10/2023)
Exams
Series 57TO
Date: 1/16/2025
Securities Trader ExamSeries 7TO
Date: 2/13/2020
General Securities Representative ExaminationFINRA
Current Firm
MEMX EXECUTION SERVICES LLC
CRD#: 304129 / SEC#: , 8-70449
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MEMX HOLDINGS LLC | MEMX HOLDINGS LLC | |
| ACHARYA, ISHAAN | CHIEF FINANCIAL OFFICER | 5358383 |
| FRANZON, ANDERS WILLIAM | GENERAL COUNSEL / SECRETARY | |
| KELLNER, JONATHAN ALAN | CHIEF EXECUTIVE OFFICER | 2209043 |
| SAUERWINE, MEGAN LYNN | CONTROLLER / FINOP | 6024362 |
| STRATHMAN, LAUREN MALLORY | CHIEF COMPLIANCE OFFICER / AML COMPLIANCE OFFICER | 6575150 |
| ZUBA, QUITO JON | DIRECTOR, HEAD OF MARKET OPERATIONS | 4660263 |
Red Flags
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