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Quito Jon Zuba

MEMX EXECUTION SERVICES
JERSEY CITY, NJ
·CRD# 4660263·23 years experience

Professional Summary

Quito Jon Zuba is a registered financial advisor currently at MEMX EXECUTION SERVICES LLC located in Jersey City, New Jersey. Quito is registered as a RR (Registered Representative) and started their career in finance in 2003. Quito has worked at 5 firms and has passed the Series 63, Series 99TO, Series 55, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

MEMX EXECUTION SERVICES LLC·CRD# 304129
BD
525 Washington Boulevard Office 52, Jersey City, NJ 07310
June 11, 2020 - Present
NOMURA SECURITIES NORTH AMERICA, LLC·CRD# 42885
BD
New York, NY
January 17, 2008 - July 29, 2009
INSTINET, LLC·CRD# 7897
BD
New York, NY
June 1, 2006 - July 12, 2010
INSTINET, LLC·CRD# 42886
BD
New York, NY
February 14, 2006 - June 1, 2006
WHITE CAP TRADING, LLC·CRD# 127002
BD
New York, NY
November 11, 2003 - December 21, 2005

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Current Firm

ME
MEMX EXECUTION SERVICES LLC

MEMX EXECUTION SERVICES | MEMX EXECUTION SERVICES LLC

CRD#: 304129 / SEC#: 8-70449
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

525 Washington Boulevard Suite 300, Jersey City, NJ 07310

Mailing Address

382 Ne 191st St Pmb 92178, Miami, FL 33179-3899

Phone Number

(201) 331-7900

Established

Delaware since 05/07/2019

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
MEMX HOLDINGS LLCMEMX HOLDINGS LLC—
ACHARYA, ISHAANCHIEF FINANCIAL OFFICER5358383
FRANZON, ANDERS WILLIAMGENERAL COUNSEL / SECRETARY—
KELLNER, JONATHAN ALANCHIEF EXECUTIVE OFFICER2209043
SAUERWINE, MEGAN LYNNCONTROLLER / FINOP6024362
STRATHMAN, LAUREN MALLORYCHIEF COMPLIANCE OFFICER / AML COMPLIANCE OFFICER6575150
ZUBA, QUITO JONDIRECTOR, HEAD OF MARKET OPERATIONS4660263

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2006About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Feb 2024About the Series 99TO exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2004

Series 7 — General Securities Representative Examination

Passed Nov 2003About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2020About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Quito Jon Zuba's CRS (Customer Relationship Summary).

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