Adam N. Ratner
Professional summary
Adam Nathaniel Ratner is a registered financial professional currently at TOWER PRINCIPAL MARKETS LLC located in Chicago, Illinois.
Adam is registered as a RR (Registered Representative) and started their career in finance in 2017. Adam has worked at 3 firms and has passed the SIE and Series 57 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adam Nathaniel Ratner's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 14, 2024 - Present
TOWER PRINCIPAL MARKETS LLC
Office #1: 330 N Wabash Suite 1450, Chicago, IL 60611July 19, 2021 - January 30, 2024
DRW SECURITIES, L.L.C.
July 7, 2020 - September 21, 2020
PEAK6 CAPITAL MANAGEMENT LLC
September 18, 2017 - July 22, 2019
PEAK6 CAPITAL MANAGEMENT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
TOWER PRINCIPAL MARKETS LLC
CRD#: 319604 / SEC#: , 8-70919
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TOWER RESEARCH CAPITAL LLC | MEMBER | |
| CONCANNON, SEAN PATRICK | PRINCIPAL FINANCIAL OFFICER | 5364102 |
| ELLMAN, MICHAEL GREG | PRINCIPAL OPERATIONS OFFICER & FINOP | 5574667 |
| MESTER, THOMAS BRENNER | CHIEF COMPLIANCE OFFICER | 2350593 |
| SHEDID, MARWA MAHMOUD | CHIEF OPERATING OFFFICER | 5470002 |
| WILSON, KENNETH NIXON | CEO | 3014927 |
Red Flags
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