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BA

Bobby Alter

MERIDIAN INVESTMENTS
VIENNA, VA 22182
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CRD#: 6851447
BA

Professional summary


Bobby Alter, who also goes by Robert Alter, is a registered financial professional currently at MERIDIAN INVESTMENTS, INC. located in Vienna, Virginia.

Bobby is registered as a RR (Registered Representative) and started their career in finance in 2022. Bobby has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Robert Alter

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Bobby Alter's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 16, 2024 - Present

MERIDIAN INVESTMENTS, INC.

Office #1: 8065 Leesburg Pike 504, Vienna, VA 22182
BD
CRD#: 13225
VIENNA, VA
Past

September 10, 2022 - August 31, 2024

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(10/23/2024)
RR
Delaware
(10/23/2024)
RR
District of Columbia
(9/23/2024)
RR
Indiana
(10/23/2024)
RR
Kentucky
(10/23/2024)
RR
Maine
(10/23/2024)
RR
Massachusetts
(10/23/2024)
RR
Michigan
(10/23/2024)
RR
New Hampshire
(10/23/2024)
RR
New Jersey
(10/23/2024)
RR
New York
(10/23/2024)
RR
Ohio
(10/23/2024)
RR
Pennsylvania
(10/23/2024)
RR
Rhode Island
(10/23/2024)
RR
Vermont
(10/23/2024)
RR
West Virginia
(10/23/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 10/23/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/9/2022
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


MI
MERIDIAN INVESTMENTS, INC.
MERIDIAN INVESTMENTS, INC.

CRD#: 13225 / SEC#: , 8-29124

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
8065 Leesburg Pike 504, Vienna, VA 22182
Mailing Address
8065 Leesburg Pike 504, Vienna, VA 22182
Phone number
(301) 983-5000
Established
Massachusetts since 04/22/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
BOC, JOHN FRANCISCHAIRMAN/CEO/TREASURER/DIRECTOR707131
CASEY, JOHN PETERVICE CHAIRMAN/DIRECTOR731545
MCDERMOTT, JEREMIAH JOHNPRESIDENT, DIRECTOR, ASSISTANT TREASURER2205038
BRILMAN, ROMANEXECUTIVE REP, CCO, AMLCO4250758
PAYNE, KIMBERLY EFINOP, CFO5531223

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MERIDIAN INVESTMENTS, INC.

CRD#: 13225Vienna, VA 22182

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