Susan E. Felton
Professional summary
Susan Ella Felton, who also goes by Susan Ella Johnson, is a registered financial professional currently at SATURNA BROKERAGE SERVICES, INC located in Bellingham, Washington.
Susan is registered as a RR (Registered Representative) and started their career in finance in 2017. Susan has worked at 1 firm and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Susan Ella Felton's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 12, 2017 - Present
SATURNA BROKERAGE SERVICES, INC
Office #1: 1300 N. State Street, Bellingham, WA 98225-4730Office #2: 1300 N. State St., Bellingham, WA 98225State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/18/2018)
Exams
FINRA
Current Firm
SATURNA BROKERAGE SERVICES, INC
CRD#: 18437 / SEC#: , 8-36558
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SATURNA CAPITAL CORPORATION | 100% OWNER | |
| CARTEN, JANE KAISER | DIRECTOR | 2929087 |
| CARTEN, JANE KAISER | CEO AND PRESIDENT | 2929087 |
| FANKHAUSER, CHRISTOPHER REED | COO | 2857015 |
| FANKHAUSER, CHRISTOPHER REED | DIRECTOR | 2857015 |
| HANNA, KALEN MARTIN | CFO | 5710886 |
| HANNA, KALEN MARTIN | TREASURER | 5710886 |
| HANNA, KALEN MARTIN | DIRECTOR | 5710886 |
| STEWART, JACOB ANDREW | CCO AND AML OFFICER | 5456089 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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