Teresa A. Roop

DALE BUCKNER

Amarillo, TX 79101

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CRD#: 6850719

Professional summary

Teresa Ann Roop, who also goes by Teresa Ann Campbell, is a registered financial advisor currently at DALE BUCKNER, INC. located in Amarillo, Texas and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Amarillo, Texas.

Teresa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Teresa has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Teresa Ann Campbell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) DALE BUCKNER, INC. - INVESTMENT ADVISOR - REGISTERED INVESTMENT ADVISOR - AMARILLO, TX - SINCE 04/2025 - INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Teresa Ann Roop's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 23, 2025 - Present

DALE BUCKNER, INC.

Office #1: 301 S. Polk Ste. 420, Amarillo, TX 79101

RIA

CRD#: 116342

Amarillo, TX

Current

September 15, 2020 - Present

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Office #1: 301 S. Polk Ste. 420, Amarillo, TX 79101

RIA

CRD#: 20804

Amarillo, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DALE BUCKNER, INC.

CRD#: 116342 / SEC#: 801-110346

RIA

Registered Investment Advisory firm - (4/25/2017 Approved)

Texas

Registered Investment Advisory firm - (4/27/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(9/16/2020)

IAR

Texas
(4/23/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/12/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/10/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/31/2023

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 9/15/2020

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 5/21/2019

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

DALE BUCKNER, INC.

CRD#: 116342 / SEC#: 801-110346

RIA

Registered Investment Advisory firm - (4/25/2017 Approved)

Texas

Registered Investment Advisory firm - (4/27/2017 Terminated)

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Contact information

Main Address

301 S. Polk Suite 420, Amarillo, TX 79101

Mailing Address

P.o. Box 9700, Amarillo, TX 79105-9700

Phone number

+1 (806) 358-7977

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DALE BUCKNER, INC. (4/17/2025)

BRETT HANSEN SUPPLEMENT TO BROCHURE (3/28/2025)

DALE BUCKNER SUPPLEMENT TO BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	837
AUM (Assets Under Management)	$ 167,538,733

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Teresa A. Roop

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Teresa Ann Roop's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Primary Firm SEC Registration

DALE BUCKNER, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/12/2024

Series 63

Date: 8/10/2020

Series 7TO

Date: 5/31/2023

Series 6TO

Date: 9/15/2020

SIE

Date: 5/21/2019

FINRA

Current Firm

DALE BUCKNER, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DALE BUCKNER, INC.

TRUST BUT VERIFY

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