Nicolas F. Hurst
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicolas Federico Hurst, who also goes by Nico Hurst, was a registered financial professional .
Nicolas is a previously registered financial professional and started their career in finance in 2017. Nicolas had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2017 - March 2, 2023
AVALON INVESTMENT & ADVISORY
October 6, 2017 - August 3, 2018
AVALON WEALTH MANAGEMENT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVALON INVESTMENT & ADVISORY
CRD#: 112556 / SEC#: 801-60244
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,101 |
| AUM (Assets Under Management) | $ 7,302,868,541 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/28/2023 | ||
| 01/27/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
