Stephen B. Crowell
STRATEGIC ADVISERS LLC | Financial Consultant
REDWOOD CITY, CA
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CRD#: 6849505
Professional summary
Stephen Brian Crowell, who also goes by Stephen Brian Crowell, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Redwood City, California and FIDELITY BROKERAGE SERVICES LLC located in Sunnyvale, California.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Stephen has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
As a Financial Consultant in the Sunnyvale office at Fidelity Investments, you can expect to work with a financial advisor that has a deep level of knowledge and experience with the financial needs that are most relevant to our Bay Area families. I work with individuals, families, and business owners to support them in working toward their advanced financial goals such as financial planning & organization, tax efficient investing, equity compensation, and complex transition events.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stephen Brian Crowell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Brian Crowell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
San Francisco State University
Bachelor of Business Administration - Finance
2015
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #3: 398 W. El Camino Real Suite 102, Sunnyvale, CA 94087-1398RIA
CRD#: 104555
REDWOOD CITY, CA
Current
April 26, 2018 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 398-#102 W. El Camino Real, Sunnyvale, CA 94087BD
CRD#: 7784
Sunnyvale, CA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SUNNYVALE, CA
Past
April 30, 2018 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SUNNYVALE, CA
Past
November 14, 2017 - April 11, 2018
EDWARD JONES
RIA
CRD#: 250
HALF MOON BAY, CA
Past
October 24, 2017 - April 11, 2018
EDWARD JONES
BD
CRD#: 250
HALF MOON BAY, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/12/2021)
RR
California(4/26/2018)
IAR
California(3/31/2025)
RR
Colorado(9/14/2020)
RR
Florida(2/12/2021)
RR
Georgia(5/6/2022)
RR
Hawaii(3/12/2021)
RR
Maryland(1/3/2020)
RR
Massachusetts(4/23/2020)
RR
Minnesota(8/13/2021)
RR
Missouri(3/4/2022)
RR
Nevada(10/2/2019)
RR
New Jersey(7/21/2023)
RR
New York(5/3/2024)
RR
Ohio(7/11/2022)
RR
Oregon(3/4/2022)
RR
Pennsylvania(2/12/2021)
RR
South Carolina(5/3/2024)
RR
Tennessee(3/4/2022)
RR
Texas(1/3/2020)
IAR
Texas(3/31/2025)
RR
Virginia(9/29/2023)
RR
Washington(2/12/2021)
RR
Wisconsin(10/8/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Redwood City, CATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
