Luis A. Garcia
STRATEGIC ADVISERS LLC | Financial Consultant
MENIFEE, CA
Some features on this profile are disabled
CRD#: 6849420
Professional summary
Luis Alberto Garcia, who also goes by Luis Alberto Garcia Jr, Luis Garcia, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Menifee, California and FIDELITY BROKERAGE SERVICES LLC located in San Diego, California.
Luis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Luis has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Biography
The foundation of my approach to client engagement starts with relationship building. I seek to understand the things in life that are important to my clients, and together we translate those opportunities, goals and concerns into a financial plan that strives to reach financial security.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Luis Alberto Garcia Jr | Luis Garcia
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Luis Alberto Garcia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
CSU San Marcos
Bachelor of Accountancy - Accounting
San Diego Mesa College
Associate of Applied Business - Accounting
2015
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 16745 West Bernardo Drive Suite 110, San Diego, CA 92127RIA
CRD#: 104555
MENIFEE, CA
Current
April 15, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 16745 West Bernardo Drive Suite 110, San Diego, CA 92127BD
CRD#: 7784
SAN DIEGO, CA
Past
April 17, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SAN DIEGO, CA
Past
October 11, 2019 - March 27, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
LA MESA, CA
Past
June 18, 2018 - March 27, 2020
LPL FINANCIAL LLC
BD
CRD#: 6413
LA MESA, CA
Past
October 31, 2017 - June 19, 2018
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/17/2021)
RR
California(4/15/2020)
IAR
California(3/31/2025)
RR
Colorado(3/17/2021)
RR
Florida(11/23/2021)
RR
Idaho(2/19/2024)
RR
Illinois(3/17/2021)
RR
Indiana(5/13/2025)
RR
Massachusetts(3/17/2021)
RR
Nevada(3/17/2021)
RR
New York(3/17/2021)
RR
North Carolina(7/21/2023)
RR
Oregon(3/17/2021)
RR
Pennsylvania(3/25/2023)
RR
Tennessee(7/8/2022)
RR
Texas(5/8/2023)
IAR
Texas(3/31/2025)
RR
Utah(3/17/2021)
RR
Washington(3/17/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/8/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Menifee, CATRUST BUT VERIFY
Monitor Luis Garcia
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
