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Clayton Albert Curley

Clayton A. Curley

RIDGEBACK FINANCIAL
CLEAR LAKE SHORES, TX 77565
Some features on this profile are disabled
CRD#: 6849122
Clayton Albert Curley

Professional summary

Clayton Albert Curley is a registered financial advisor currently at RIDGEBACK FINANCIAL LLC located in Clear Lake Shores, Texas.

Clayton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Clayton has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clayton Albert Curley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 29, 2025 - Present

RIDGEBACK FINANCIAL LLC

Office #1: 1500 Marina Bay Drive Building 132 Suite B, Clear Lake Shores, TX 77565
RIA
CRD#: 336614
CLEAR LAKE SHORES, TX
Past

November 10, 2017 - July 28, 2025

EDWARD JONES

RIA
CRD#: 250
Seabrook, TX
Past

October 19, 2017 - July 28, 2025

EDWARD JONES

BD
CRD#: 250
Seabrook, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(8/5/2025)
IAR
Texas
(7/29/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/8/2017
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/19/2017
General Securities Representative Examination

Current Firm

RF
RIDGEBACK FINANCIAL LLC
RIDGEBACK FINANCIAL LLC

CRD#: 336614 / SEC#:

Louisiana
Registered Investment Advisory firm - (8/5/2025 Approved)
Texas
Registered Investment Advisory firm - (7/29/2025 Approved)
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Contact information

Main Address
1500 Marina Bay Drive Building 132 Suite B, Clear Lake Shores, TX 77565
Mailing Address
Phone number
(832) 257-0114
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RIDGEBACK FINANCIAL LLC

CRD#: 336614Clear Lake Shores, TX 77565

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Contact information

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