Clayton A. Curley

RIDGEBACK FINANCIAL LLC

CLEAR LAKE SHORES, TX 77565

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CRD#: 6849122

Professional summary

Clayton Albert Curley is a registered financial advisor currently at RIDGEBACK FINANCIAL LLC located in Clear Lake Shores, Texas.

Clayton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Clayton has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Boat rental Kemah, TX Start date: 6/15/2021 owner Hours per week: 0 Hours during trading: 0 boat maintenance

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clayton Albert Curley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 29, 2025 - Present

RIDGEBACK FINANCIAL LLC

Office #1: 1500 Marina Bay Drive Building 132 Suite B, Clear Lake Shores, TX 77565

RIA

CRD#: 336614

CLEAR LAKE SHORES, TX

Past

November 10, 2017 - July 28, 2025

EDWARD JONES

RIA

CRD#: 250

Seabrook, TX

Past

October 19, 2017 - July 28, 2025

EDWARD JONES

CRD#: 250

Seabrook, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(8/5/2025)

IAR

Texas
(7/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/8/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/19/2017

General Securities Representative Examination

Current Firm

RIDGEBACK FINANCIAL LLC

CRD#: 336614 / SEC#:

Louisiana

Registered Investment Advisory firm - (8/5/2025 Approved)

Texas

Registered Investment Advisory firm - (7/29/2025 Approved)

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Contact information

Main Address

1500 Marina Bay Drive Building 132 Suite B, Clear Lake Shores, TX 77565

Mailing Address

Phone number

(832) 257-0114

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Clayton A. Curley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clayton Albert Curley's CRS (Customer Relationship Summary).

Certified licenses

Experience

RIDGEBACK FINANCIAL LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 11/8/2017

SIE

Date: 10/1/2018

Series 7

Date: 10/19/2017

Current Firm

RIDGEBACK FINANCIAL LLC

Contact information

Documents

Red Flags

Company Information

RIDGEBACK FINANCIAL LLC

TRUST BUT VERIFY

Contact information

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