Eric M. Close
Professional summary
Eric Michael Close, who also goes by Eric Michael Close, Eric Close, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Louisville, Kentucky.
Eric is registered as a RR (Registered Representative) and started their career in finance in 2018. Eric has worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric Michael Close's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 24, 2025 - Present
THE LEADERS GROUP, INC.
Office #1: 1906 Stanley Gault Pkwy, Louisville, KY 40223October 2, 2023 - April 11, 2025
FIDX MARKETS LLC
August 14, 2018 - July 15, 2022
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/24/2025)
Exams
Series 7TO
Date: 10/6/2023
General Securities Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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Company Information
THE LEADERS GROUP, INC.
CRD#: 37157Louisville, KY 40223TRUST BUT VERIFY
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