Thomas D. Little
Professional summary
Thomas David Little was a registered financial advisor .
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Thomas had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2025 - Present
January 8, 2020 - August 15, 2025
GLOBAL RETIREMENT PARTNERS LLC
January 1, 2019 - August 25, 2025
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/4/2025)
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
