Erin M. Ragsdale

URBAN WEALTH MANAGEMENT OR UWM

Cincinnati, OH

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CRD#: 6847302

Professional summary

Erin Mackenzie Ragsdale, who also goes by Erin Mackenzie Ragsdale, Erin Ragsdale, Erin Mackenzie Ragsdale Celsor, is a registered financial advisor currently at URBAN WEALTH MANAGEMENT OR UWM located in Cincinnati, Ohio.

Erin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Erin has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Erin Mackenzie Ragsdale | Erin Ragsdale | Erin Mackenzie Ragsdale Celsor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Rising Tide Financial LLC; Founder and CEO; Not Investment Related; 4258 Langland Street Cincinnati OH 45223; Description: Education only mobile application focused on US based financial literacy.; 2025-06-01; 4 Hours per month devoted to business during trading hours; 12 Hours per month devoted to business outside trading hours; 10 Percent of total yearly compensation expected to be derived from the business; Website address: https://www.risingtidefinancial.app/.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erin Mackenzie Ragsdale's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 14, 2025 - Present

URBAN WEALTH MANAGEMENT OR UWM

RIA

CRD#: 285633

Cincinnati, OH

Past

May 4, 2022 - May 15, 2025

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

CINCINNATI, OH

Past

May 4, 2022 - May 15, 2025

J.P. MORGAN SECURITIES LLC

CRD#: 79

CINCINNATI, OH

Past

October 14, 2019 - April 14, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CINCINNATI, OH

Past

October 14, 2019 - April 14, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CINCINNATI, OH

Past

November 12, 2018 - September 10, 2019

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

COVINGTON, KY

Past

September 21, 2017 - September 9, 2019

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

COVINGTON, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

URBAN WEALTH MANAGEMENT OR UWM

URBAN WEALTH MANAGEMENT | URBAN WEALTH MANAGEMENT OR UWM | URBAN WEALTH MANAGEMENT LLC | URBAN WEALTH MANAGEMENT GROUP LLC

CRD#: 285633 / SEC#: 801-108701

RIA

Registered Investment Advisory firm - (1/3/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(10/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/5/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/28/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/21/2017

General Securities Representative Examination

Current Firm

URBAN WEALTH MANAGEMENT OR UWM

URBAN WEALTH MANAGEMENT | URBAN WEALTH MANAGEMENT OR UWM | URBAN WEALTH MANAGEMENT LLC | URBAN WEALTH MANAGEMENT GROUP LLC

CRD#: 285633 / SEC#: 801-108701

RIA

Registered Investment Advisory firm - (1/3/2017 Approved)

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Contact information

Main Address

841 Apollo Street Ste 320, El Segundo, CA 90245

Mailing Address

Phone number

(424) 277-2260

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

UWM - FORM ADV PART 2A & 2B FINAL (11/6/2025)

Regulatory assets under management

Total Number of Accounts	797
AUM (Assets Under Management)	$ 202,076,994

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Erin M. Ragsdale

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erin Mackenzie Ragsdale's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

URBAN WEALTH MANAGEMENT OR UWM

State Registrations and Notice Filings

Exams

Series 66

Date: 11/5/2018

Series 63

Date: 9/28/2017

SIE

Date: 10/1/2018

Series 7

Date: 9/21/2017

Current Firm

URBAN WEALTH MANAGEMENT OR UWM

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

URBAN WEALTH MANAGEMENT OR UWM

TRUST BUT VERIFY

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