Jose Enrico C. Tangonan
Professional summary
Jose Enrico Canasa Tangonan, who also goes by Jose Enrico Tangonan, Jose-enrico Canasa Tangonan, is a registered financial professional currently at SLD AMERICA EQUITIES, INC. .
Jose Enrico is registered as a RR (Registered Representative) and started their career in finance in 2017. Jose Enrico has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jose Enrico Canasa Tangonan's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 16, 2023 - Present
SLD AMERICA EQUITIES, INC.
Office #1: 12/f One Cyberpod Centris Bl Eton Centris, Edsa Cor. Quezon Ave, Quezon City 1100November 7, 2017 - October 8, 2021
E*TRADE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Current Firm
SLD AMERICA EQUITIES, INC.
CRD#: 36259 / SEC#: , 8-47089
Contact information
FINRA licenses (46 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SECURITY LIFE OF DENVER INSURANCE COMPANY | PARENT OF BROKER/DEALER | |
| ANDERSON, KELLY MARIE | DEPUTY COMPLIANCE OFFICER | 1819119 |
| BURNS, BRANDI JO | PRESIDENT | 5862366 |
| DIXIT, ANURAKT | CHAIR/DIRECTOR | 8029030 |
| ESLINGER, CHAD MICHAEL | CHIEF COMPLIANCE OFFICER | 4182299 |
| KILIAN, CONRAD JOHANN | FINANCIAL AND OPERATIONS PRINCIPAL | 6214509 |
| SOCHA, KEVIN ROBERT | DIRECTOR | 7241694 |
| WIESE, AMY JO | DIRECTOR | 5928677 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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