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PA

Patrick P. Andrie

WOLVERINE EXECUTION SERVICES
Chicago, IL 60604
Some features on this profile are disabled
CRD#: 6846552
PA

Professional summary


Patrick Philip Andrie, who also goes by Patrick Andrie, is a registered financial professional currently at WOLVERINE EXECUTION SERVICES, LLC located in Chicago, Illinois and WOLVERINE TRADING, LLC located in Chicago, Illinois.

Patrick is registered as a RR (Registered Representative) and started their career in finance in 2017. Patrick has worked at 4 firms and has passed the Series 63, Series 3, SIE, Series 57, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Patrick Andrie

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Patrick Philip Andrie's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 22, 2022 - Present

WOLVERINE EXECUTION SERVICES, LLC

Office #1: 175 W. Jackson Blvd., Suite 200, Chicago, IL 60604
BD
CRD#: 120719
Chicago, IL
Current

October 25, 2022 - Present

WOLVERINE TRADING, LLC

Office #1: 175 W Jackson Suite 200, Chicago, IL 60604
BD
CRD#: 36848
Chicago, IL
Past

August 28, 2020 - February 17, 2022

TJM INVESTMENTS, LLC

BD
CRD#: 46300
CHICAGO, IL
Past

November 30, 2017 - March 4, 2020

TP ICAP GLOBAL MARKETS AMERICAS LLC

BD
CRD#: 2762
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(2/22/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 1/16/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 57
Date: 7/28/2018
Securities Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm


WT
WOLVERINE TRADING, LLC
WOLVERINE TRADING, L.P. | WOLVERINE TRADING, LLC

CRD#: 36848 / SEC#: , 8-47484

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
175 W Jackson Suite 200, Chicago, IL 60604
Mailing Address
175 W Jackson Suite 200, Chicago, IL 60604
Phone number
(312) 884-4000
Established
Illinois since 09/14/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
WOLVERINE HOLDINGS, L.P.MANAGING MEMBER
BELLICK, ROBERT ROSSMANAGING DIRECTOR1715715
CAVICKE, DAVIDCHIEF LEGAL OFFICER6027073
GUST, CHRISTOPHER LAZARUSMANAGING DIRECTOR2311366
HENSCHEL, ERIC JONATHANMANAGING DIRECTOR3237017
KULA, JUDITH MARIESERIES 27 FINANCIAL & OPERATIONS PRINCIPAL
MCMAHON, CASEY JAMESCHIEF COMPLIANCE OFFICER6117524

Disclosures


Regulatory Event63

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WOLVERINE TRADING, LLC

CRD#: 36848Chicago, IL 60604

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