Justin L. Ross

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CRD#: 6846184

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Justin Lamar Ross, who also goes by Justin Lamar Ross, J L Ross, J Lamar Ross, Justin L Ross, Justin Ross, was a registered financial professional .

Justin is a previously registered financial professional and started their career in finance in 2017. Justin had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Justin Lamar Ross | J L Ross | J Lamar Ross | Justin L Ross | Justin Ross

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

CHARLOTTE, NC

Past

November 26, 2018 - August 19, 2020

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

CHARLOTTE, NC

Past

November 7, 2017 - November 29, 2018

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CHARLOTTE, NC

Past

October 12, 2017 - November 29, 2018

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UNIFIMONEY RIA

UNIFIMONEY RIA | UNIFIMONEY RIA QOZB, LLC

CRD#: 328842 / SEC#: 801-129081

RIA

Registered Investment Advisory firm - (11/20/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/4/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/12/2017

General Securities Representative Examination

Current Firm

UNIFIMONEY RIA

UNIFIMONEY RIA | UNIFIMONEY RIA QOZB, LLC

CRD#: 328842 / SEC#: 801-129081

RIA

Registered Investment Advisory firm - (11/20/2023 Approved)

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Contact information

Main Address

61 Medford St, Somerville, MA 02143

Mailing Address

Phone number

(415) 964-5877

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - UNIFIMONEY RIA (3/31/2025)

Regulatory assets under management

Total Number of Accounts	156
AUM (Assets Under Management)	$ 87,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Justin L. Ross

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

KINLY ADVISORS, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

UNIFIMONEY RIA

State Registrations and Notice Filings

Exams

Series 66

Date: 11/4/2017

SIE

Date: 10/1/2018

Series 7

Date: 10/12/2017

Current Firm

UNIFIMONEY RIA

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

UNIFIMONEY RIA

TRUST BUT VERIFY

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