Nicholas P. Mullen
Professional summary
Nicholas P Mullen, who also goes by Nicholas Paul Mullen, is a registered financial professional currently at MARKET SECURITIES, LLC located in New York, New York.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2017. Nicholas has worked at 2 firms and has passed the Series 63, Series 66, Series 3, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas P Mullen's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 11, 2023 - Present
MARKET SECURITIES, LLC
Office #1: 75 Broad Street 7th Floor, New York, NY 10004January 25, 2018 - August 17, 2018
EQUITABLE ADVISORS, LLC
November 8, 2017 - August 17, 2018
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/28/2023)
Exams
Series 7TO
Date: 7/11/2023
General Securities Representative ExaminationFINRA
Current Firm
MARKET SECURITIES, LLC
CRD#: 283701 / SEC#: , 8-69765
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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