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JB

Joaquin A. Barthel Medina

BANORTE ASSET MANAGEMENT
HOUSTON, TX 77056
CRD#: 6842345
Some features on this profile are disabled
JB
Joaquin A Barthel MedinaBANORTE ASSET MANAGEMENT

Professional summary

Joaquin A Barthel Medina, who also goes by Joachin Barthel, Joaquin Barthel, Joachin Alejandro Barthel Medina, Joaquin Alejandro Barthel Medina, is a registered financial advisor currently at BANORTE ASSET MANAGEMENT, INC. located in Houston, Texas and BANORTE SECURITIES INTERNATIONAL, LTD. located in Houston, Texas.

Joaquin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Joaquin has worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Joachin Barthel | Joaquin Barthel | Joachin Alejandro Barthel Medina | Joaquin Alejandro Barthel Medina

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joaquin A Barthel Medina's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 27, 2026 - Present

BANORTE ASSET MANAGEMENT, INC.

Office #1: 5075 Westheimer Suite 975w, Houston, TX 77056
RIA
CRD#: 290555
HOUSTON, TX
Current

April 6, 2026 - Present

BANORTE SECURITIES INTERNATIONAL, LTD.

Office #1: 5075 Westheimer Suite 975w, Houston, TX 77056
BD
CRD#: 30648
HOUSTON, TX
Past

October 3, 2018 - June 2, 2021

PNC MANAGED ACCOUNT SOLUTIONS, INC.

RIA
CRD#: 110476
McAllen, TX
Past

February 2, 2018 - June 2, 2021

BBVA SECURITIES INC.

BD
CRD#: 27060
MCALLEN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BA
BANORTE ASSET MANAGEMENT, INC.
BAM DIGITAL | BANORTE WEALTH MANAGEMENT | BANORTE WEALTH ADVISORS | BANORTE ASSET MANAGEMENT, INC.

CRD#: 290555 / SEC#: 801-114865

RIA
Registered Investment Advisory firm - (3/25/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(5/27/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/28/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/17/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/2/2018
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BA
BANORTE ASSET MANAGEMENT, INC.
BAM DIGITAL | BANORTE WEALTH MANAGEMENT | BANORTE WEALTH ADVISORS | BANORTE ASSET MANAGEMENT, INC.

CRD#: 290555 / SEC#: 801-114865

RIA
Registered Investment Advisory firm - (3/25/2019 Approved)
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Contact information

Main Address
5075 Westheimer Suite 975w, Houston, TX 77056
Mailing Address
Phone number
(713) 980-4600
Established
Firm type
Fiscal year end
# of Employees
32

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BANORTE ASSET MANAGEMENT, INC. - BAM DIGITAL WRAP FEE BROCHURE (APPENDIX 1) (3/28/2025)
BANORTE ASSET MANAGEMENT, INC. - FIRM BROCHURE (PART 2A) (3/28/2025)
BANORTE ASSET MANAGEMENT, INC. - BAM TRADITIONAL DISCRETIONARY AND NON-DISCRETIONARY ACCOUNTS WRAP FEE BROCHURE (APPENDIX 1) (3/28/2025)

Regulatory assets under management

Total Number of Accounts691
AUM (Assets Under Management)$ 336,853,862

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BANORTE ASSET MANAGEMENT, INC.

CRD#: 290555Houston, TX 77056

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