John W. Matsikoudis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John William Matsikoudis, who also goes by John W Matsikoudis, John Matsikoudis, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2019. John had worked at 5 firms and has passed the Series 66, Series 79TO, Series 52TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2025 - February 13, 2026
TD FINANCIAL PRODUCTS LLC
August 1, 2023 - November 13, 2025
TD SECURITIES (USA) LLC
October 12, 2021 - March 6, 2023
UBS FINANCIAL SERVICES INC.
October 12, 2021 - March 6, 2023
UBS FINANCIAL SERVICES INC.
October 29, 2020 - September 27, 2021
BLAYLOCK VAN, LLC
August 29, 2019 - October 21, 2020
DINOSAUR FINANCIAL GROUP, L.L.C
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 8/31/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 12/11/2021
Municipal Securities Representative ExaminationSeries 7TO
Date: 8/29/2019
General Securities Representative ExaminationCurrent Firm
TD FINANCIAL PRODUCTS LLC
CRD#: 154838 / SEC#: , 8-68677
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.) INC. | OWNER | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| MANNION, MARTIN | CO-HEAD OF ELECTRONIC TRADING | 4830837 |
| ORTIZ, JORGE LUIS | CHIEF FINANCIAL OFFICER | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
| SCHRAGER, MATTHEW | CO-HEAD OF ELECTRONIC TRADING | 6488305 |
| WILSON, KEVIN KEITH | FINANCIAL & OPERATIONS PRINCIPAL | 5437711 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
