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RZ

Raymond J. Zukowski

WELLINGTON FUNDS DISTRIBUTORS
Boston, MA 02210
Some features on this profile are disabled
CRD#: 6840526
RZ

Professional summary

Raymond John Zukowski Jr., who also goes by Rj Zukowski, Raymond John Zukowski Jr, Raymond John Zukowski, Raymond Zukowski Jr, is a registered financial professional currently at WELLINGTON FUNDS DISTRIBUTORS INC. located in Boston, Massachusetts.

Raymond is registered as a RR (Registered Representative) and started their career in finance in 2017. Raymond has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Rj Zukowski | Raymond John Zukowski Jr | Raymond John Zukowski | Raymond Zukowski Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Raymond John Zukowski Jr.'s CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 20, 2026 - Present

WELLINGTON FUNDS DISTRIBUTORS INC.

Office #1: 280 Congress Street, Boston, MA 02210
BD
CRD#: 152768
Boston, MA
Past

June 20, 2024 - May 11, 2026

NUVEEN SECURITIES, LLC

BD
CRD#: 469
CHICAGO, IL
Past

February 22, 2019 - May 14, 2024

STARWOOD CAPITAL, L.L.C.

BD
CRD#: 146057
GREENWICH, CT
Past

May 7, 2018 - February 6, 2019

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
CLARKSVILLE, MD
Past

May 7, 2018 - February 6, 2019

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
CLARKSVILLE, MD
Past

March 1, 2018 - May 3, 2018

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
ROCKVILLE, MD
Past

October 23, 2017 - May 3, 2018

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
ROCKVILLE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/20/2026)
RR
Alaska
(5/20/2026)
RR
Arizona
(5/20/2026)
RR
Arkansas
(5/20/2026)
RR
California
(5/20/2026)
RR
Colorado
(5/20/2026)
RR
Connecticut
(5/20/2026)
RR
Delaware
(5/20/2026)
RR
District of Columbia
(5/20/2026)
RR
Florida
(5/20/2026)
RR
Georgia
(5/20/2026)
RR
Hawaii
(5/20/2026)
RR
Idaho
(5/20/2026)
RR
Illinois
(5/20/2026)
RR
Indiana
(5/20/2026)
RR
Iowa
(5/20/2026)
RR
Kansas
(5/20/2026)
RR
Kentucky
(5/20/2026)
RR
Louisiana
(5/20/2026)
RR
Maine
(5/20/2026)
RR
Maryland
(5/20/2026)
RR
Massachusetts
(5/20/2026)
RR
Michigan
(5/20/2026)
RR
Minnesota
(5/20/2026)
RR
Mississippi
(5/20/2026)
RR
Missouri
(5/20/2026)
RR
Montana
(5/20/2026)
RR
Nebraska
(5/20/2026)
RR
Nevada
(5/20/2026)
RR
New Hampshire
(5/20/2026)
RR
New Jersey
(5/20/2026)
RR
New Mexico
(5/20/2026)
RR
New York
(5/20/2026)
RR
North Carolina
(5/20/2026)
RR
North Dakota
(5/20/2026)
RR
Ohio
(5/20/2026)
RR
Oklahoma
(5/20/2026)
RR
Oregon
(5/20/2026)
RR
Pennsylvania
(5/20/2026)
RR
Rhode Island
(5/20/2026)
RR
South Carolina
(5/20/2026)
RR
South Dakota
(5/20/2026)
RR
Tennessee
(5/20/2026)
RR
Texas
(5/20/2026)
RR
Utah
(5/20/2026)
RR
Vermont
(5/20/2026)
RR
Virginia
(5/20/2026)
RR
Washington
(5/20/2026)
RR
West Virginia
(5/20/2026)
RR
Wisconsin
(5/20/2026)
RR
Wyoming
(5/20/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/23/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/23/2017
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

WF
WELLINGTON FUNDS DISTRIBUTORS INC.
WELLINGTON FUNDS DISTRIBUTORS INC. | WELLINGTON MANAGEMENT ADVISERS, INC

CRD#: 152768 / SEC#: , 8-68476

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Loading...

Contact information

Main Address
280 Congress Street, Boston, MA 02210
Mailing Address
280 Congress Street, Boston, MA 02210
Phone number
(617) 951-5000
Established
Delaware since 10/29/2009
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WELLINGTON MANAGEMENT FUNDS HOLDINGS LLPHOLDING COMPANY
COYNE, LAURA ANN ESQ.DIRECTOR7053320
GEORGE, JEFFREY BRIANDIRECTOR8180600
KOPEC, CHRISTINADIRECTOR5929352
MACKENZIE, BRENDAN MICHAELDIRECTOR5051963
MARTIN, SARA ANNCHIEF LEGAL OFFICER7469775
MILLEN, SARAH MACKTEZCHIEF FINANCIAL OFFICER7116565
SHANNON, MARY KEHOEPRESIDENT6439388
SHANNON, MARY KEHOEDIRECTOR6439388
WILLIAMS, ASHLEY LEIGHCHIEF COMPLIANCE OFFICER5498874

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WELLINGTON FUNDS DISTRIBUTORS INC.

CRD#: 152768Boston, MA 02210

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