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RR

Robert Raynor

HEWLETT POINT SECURITIES
HOLIDAY, FL
·CRD# 6839708·9 years experience

Professional Summary

Robert Raynor is a registered financial advisor currently at HEWLETT POINT SECURITIES, LLC located in Holiday, Florida. Robert is registered as a RR (Registered Representative) and started their career in finance in 2017. Robert has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO, Series 3, SIE, Series 7, Series 24, Series 27 and Series 4 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

HEWLETT POINT SECURITIES, LLC·CRD# 304127
BD
1. 3932 Baden Drive, Holiday, FL 346912. Holiday, FL
October 28, 2021 - Present
TAGLICH BROTHERS, INC.·CRD# 29102
BD
Cold Spring Harbor, NY
August 29, 2017 - October 30, 2018

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Current Firm

HP
HEWLETT POINT SECURITIES, LLC

HEWLETT POINT CAPITAL, LLC | HEWLETT POINT SECURITIES, LLC

CRD#: 304127 / SEC#: 8-70348
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

3932 Baden Drive, Holiday, FL 34691

Mailing Address

3932 Baden Drive, Holiday, FL 34691

Phone Number

(561) 802-0741

Established

Florida since 01/04/2021

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (15 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
RAYNOR AND ROGGEN HOLDING, LLCPARENT—
RAYNOR, ROBERTCOO/CCO/FINOP6839708
ROGGEN, ALAN DANIELCEO5287016

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(1/13/2022)
RR
Connecticut
(5/24/2022)
RR
Florida
(1/13/2022)
RR
Georgia
(1/13/2022)
RR
Illinois
(5/24/2022)
RR
Massachusetts
(7/30/2025)
RR
Nevada
(1/13/2022)
RR
New Jersey
(11/9/2023)
RR
New York
(1/13/2022)
RR
North Carolina
(1/21/2022)
RR
Pennsylvania
(1/14/2022)
RR
Texas
(1/13/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2021About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2021About the Series 65 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

Series 3 — National Commodity Futures Examination

Passed Nov 2018About the Series 3 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2017About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2023About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Jan 2023About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed Jan 2023About the Series 4 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Robert Raynor's CRS (Customer Relationship Summary).

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RR
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