Gary P. Diegert

ROSSBY FINANCIAL

Silver Spring, MD 20910

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CRD#: 6838979

Professional summary

Gary Paul Diegert II, who also goes by Gary Paul Diegert II, is a registered financial advisor currently at ROSSBY FINANCIAL, LLC located in Silver Spring, Maryland.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Gary has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gary Paul Diegert Ii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Toler Financial Group, LLC; 1100 Wayne Ave, Ste 670, Silver Springs, MD; DBA for Advisor Service Offered under Rossby Financial; Rossby Financial and Toler Financial Group are unaffiliated entities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Paul Diegert II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 11, 2024 - Present

ROSSBY FINANCIAL, LLC

Office #1: 1100 Wayne Ave, Ste 670, Silver Spring, MD 20910

RIA

CRD#: 324631

Silver Spring, MD

Past

February 4, 2022 - December 23, 2024

RIVERSEDGE ADVISORS

RIA

CRD#: 298390

WILMINGTON, DE

Past

September 25, 2017 - June 28, 2021

MYCIO WEALTH PARTNERS, LLC

RIA

CRD#: 134436

PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROSSBY FINANCIAL, LLC

CRD#: 324631 / SEC#: 801-127370

RIA

Registered Investment Advisory firm - (2/24/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(12/11/2024)

IAR

Pennsylvania
(12/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/25/2017

Uniform Investment Adviser Law Examination

Current Firm

ROSSBY FINANCIAL, LLC

CRD#: 324631 / SEC#: 801-127370

RIA

Registered Investment Advisory firm - (2/24/2023 Approved)

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Contact information

Main Address

2412 Irwin Street, Melbourne, FL 32901

Mailing Address

Phone number

(321) 209-0111

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (31 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ROSSBY WRAP BROCHURE 2025 (3/4/2025)

ROSSBY ADV PART 2A BROCHURE (3/4/2025)

Regulatory assets under management

Total Number of Accounts	804
AUM (Assets Under Management)	$ 358,627,117

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gary P. Diegert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Paul Diegert II's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROSSBY FINANCIAL, LLC

RIVERSEDGE ADVISORS

MYCIO WEALTH PARTNERS, LLC

Primary Firm SEC Registration

ROSSBY FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/25/2017

Current Firm

ROSSBY FINANCIAL, LLC

Contact information

SEC notice filing (31 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROSSBY FINANCIAL, LLC

TRUST BUT VERIFY

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