AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
AM

Andre Ryan Moran

HAZARD & SIEGEL
DEWITT, NY
·CRD# 6837398·9 years experience

Professional Summary

Andre Ryan Moran, who also goes by Andre R Moran, is a registered financial advisor currently at HAZARD & SIEGEL, INC. located in Dewitt, New York. Andre is registered as a RR (Registered Representative) and started their career in finance in 2017. Andre has worked at 3 firms and has passed the SIE and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Andre R Moran

Blog Corner

Similar Advisors

Benjamin Pierce Stroh
Benjamin Pierce Stroh

PFS INVESTMENTS INC.

SKANEATELES, NY · CRD#
View profile

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Benjamin Pierce Stroh
Benjamin Pierce Stroh

PFS INVESTMENTS INC.

SKANEATELES, NY · CRD#
RA
Roman Auerbach

EQUITABLE ADVISORS, LLC

SYRACUSE, NY · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Benjamin Pierce Stroh
Benjamin Pierce Stroh

PFS INVESTMENTS INC.

SKANEATELES, NY · CRD#
RA
Roman Auerbach

EQUITABLE ADVISORS, LLC

SYRACUSE, NY · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Benjamin Pierce Stroh
Benjamin Pierce Stroh

PFS INVESTMENTS INC.

SKANEATELES, NY · CRD#
RA
Roman Auerbach

EQUITABLE ADVISORS, LLC

SYRACUSE, NY · CRD#

Years of Experience

9 years in the financial services industry

Current & Past Employments

HAZARD & SIEGEL, INC.·CRD# 2048
BD
5793 Widewaters Parkway, Dewitt, NY 13214
February 4, 2024 - Present
TRANSAMERICA CAPITAL, LLC·CRD# 8217
BD
Denver, CO
May 18, 2020 - January 29, 2024
CUNA BROKERAGE SERVICES, INC.·CRD# 13941
BD
Tampa, FL
September 18, 2017 - April 6, 2020

Similar Advisors

Benjamin Pierce Stroh
Benjamin Pierce Stroh

PFS INVESTMENTS INC.

SKANEATELES, NY · CRD#
RA
Roman Auerbach

EQUITABLE ADVISORS, LLC

SYRACUSE, NY · CRD#

Current Firm

H&
HAZARD & SIEGEL, INC.

HAZARD & SIEGEL, INC.

CRD#: 2048 / SEC#: 8-13942
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

5793 Widewaters Parkway, Dewitt, NY 13214

Mailing Address

Po Box 157, Syracuse, NY 13214

Phone Number

(315) 414-0722

Established

New York since 06/15/1971

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (43 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JOSEPH, ALEXANDER SOTIR JRCHIEF EXECUTIVE OFFICER1092307
MULLEN, DAVID MARKPRESIDENT/CHIEF COMPLIANCE OFFICER1327419

Similar Advisors

Benjamin Pierce Stroh
Benjamin Pierce Stroh

PFS INVESTMENTS INC.

SKANEATELES, NY · CRD#
RA
Roman Auerbach

EQUITABLE ADVISORS, LLC

SYRACUSE, NY · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Benjamin Pierce Stroh
Benjamin Pierce Stroh

PFS INVESTMENTS INC.

SKANEATELES, NY · CRD#
RA
Roman Auerbach

EQUITABLE ADVISORS, LLC

SYRACUSE, NY · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 2017About the Series 6 exam
FINRA
SRO Registrations

Similar Advisors

Benjamin Pierce Stroh
Benjamin Pierce Stroh

PFS INVESTMENTS INC.

SKANEATELES, NY · CRD#
RA
Roman Auerbach

EQUITABLE ADVISORS, LLC

SYRACUSE, NY · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Andre Ryan Moran's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Benjamin Pierce Stroh
Benjamin Pierce Stroh

PFS INVESTMENTS INC.

SKANEATELES, NY · CRD#
RA
Roman Auerbach

EQUITABLE ADVISORS, LLC

SYRACUSE, NY · CRD#
AM
Follow Andre
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required