JK
Jeremy A. Knight
LEO WEALTH
Lubbock, TX 79424
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CRD#: 6837195
JK
Professional summary
Jeremy Alan Knight is a registered financial advisor currently at LEO WEALTH, LLC located in Lubbock, Texas and LEO BROKERAGE, LLC located in Big Spring, Texas.
Jeremy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Jeremy has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Barklee Financial Group, LLC - Sole Member; non-investment related, 11903 Frankford Ave - Suite 200, Lubbock, TX 79424; Tax and Accounting services; Owner and head accountant, 09/2018 start date, 20 hrs/wk, 4 hrs during trading; I manage a team of bookkeepers and prepare tax returns during tax season. 2. Knight Animal Wellness, PLLC - Sole Member; Non-Investment, 1001 E FM 700 Big Spring, TX, 79720; general services/ veterinary related. Owner and Veterinarian. 09/2016 start date, 0 hrs/ week. I offer veterinary services to friends and family when needed, not currently active in the business. 3. Knight Time Holdings, LLC - Managing Director; non-investment related, 11903 Frankford Ave - Suite 200, Lubbock, TX 79424; Vending Machine Company; Managing Director, 09/2023 start date, 8-10 hrs/month, 4 hrs during trading; I oversee business operations. 4. 08/2019 Independent Licensed Insurance Agent; Investment Related; Lubbock, Texas; Life and Health Insurance.
CRS (Client Relationship Summary) - RIA
Click below to view Jeremy Alan Knight's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 26, 2022 - Present
LEO WEALTH, LLC
Office #1: 11903 Frankford Ave. Suite 200, Lubbock, TX 79424RIA
CRD#: 283891
Lubbock, TX
Current
September 5, 2017 - Present
LEO BROKERAGE, LLC
Office #1: 1001 East Fm 700, Big Spring, TX 79720BD
CRD#: 109121
Big Spring, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LW
LEO WEALTH, LLC
CORPORATE PENSIONS COMPANY | ROCKWALL WEALTH MANAGEMENT | MASSEY QUICK WEALTH SOLUTIONS LLC | LEOGROUP WEALTH SOLUTIONS, LLC | LEO WEALTH, LLC | KMR FINANCIAL GROUP | INVESTMENT AND ASSET PLANNING
CRD#: 283891 / SEC#: 801-108435
RIA
Registered Investment Advisory firm - (9/26/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(11/3/2017)
IAR
Texas(10/26/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LW
LEO WEALTH, LLC
CORPORATE PENSIONS COMPANY | ROCKWALL WEALTH MANAGEMENT | MASSEY QUICK WEALTH SOLUTIONS LLC | LEOGROUP WEALTH SOLUTIONS, LLC | LEO WEALTH, LLC | KMR FINANCIAL GROUP | INVESTMENT AND ASSET PLANNING
CRD#: 283891 / SEC#: 801-108435
RIA
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Contact information
Main Address
860 Airport Freeway Suite 402, Hurst, TX 76054
Mailing Address
Phone number
(817) 354-1090
Established
Firm type
Fiscal year end
# of Employees
43
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,566 |
| AUM (Assets Under Management) | $ 2,655,950,651 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/11/2025 | ||
| 10/23/2024 | ||
| 11/30/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
