Jacob Christopher Rich
CFP®Professional Summary
Jacob Christopher Rich, CFP®, who also goes by Jacob Rich, is a registered financial advisor currently at CAPSTONE WEALTH ADVISORS,INC. located in Indianpolis, Indiana. Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Jacob has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jacob Christopher Rich, Jacob Rich
Similar Advisors
SANCTUARY ADVISORS, LLC
SANCTUARY ADVISORS, LLC
WELLINGTON INVESTMENT ADVISORS
SANCTUARY ADVISORS, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
SANCTUARY ADVISORS, LLC
SANCTUARY ADVISORS, LLC
WELLINGTON INVESTMENT ADVISORS
SANCTUARY ADVISORS, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
SANCTUARY ADVISORS, LLC
SANCTUARY ADVISORS, LLC
WELLINGTON INVESTMENT ADVISORS
SANCTUARY ADVISORS, LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
SANCTUARY ADVISORS, LLC
SANCTUARY ADVISORS, LLC
WELLINGTON INVESTMENT ADVISORS
SANCTUARY ADVISORS, LLC
Credentials
Years of Experience
9 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
SANCTUARY ADVISORS, LLC
SANCTUARY ADVISORS, LLC
WELLINGTON INVESTMENT ADVISORS
SANCTUARY ADVISORS, LLC
Current Firm
CAPSTONE WEALTH ADVISORS, LLC | CAPSTONE WEALTH ADVISORS,INC.
Contact Information
Main Address
5875 Castle Creek Parkway Suite 290, Indianpolis, IN 46250Phone Number
(317) 577-8233# of Employees
4Documents
Regulatory Assets Under Management
Total Number of Accounts
306AUM (Assets Under Management)
$100,214,277Similar Advisors
SANCTUARY ADVISORS, LLC
SANCTUARY ADVISORS, LLC
WELLINGTON INVESTMENT ADVISORS
SANCTUARY ADVISORS, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
SANCTUARY ADVISORS, LLC
SANCTUARY ADVISORS, LLC
WELLINGTON INVESTMENT ADVISORS
SANCTUARY ADVISORS, LLC
State Registrations and Notice Filings
(1/7/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
SANCTUARY ADVISORS, LLC
SANCTUARY ADVISORS, LLC
WELLINGTON INVESTMENT ADVISORS
SANCTUARY ADVISORS, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Christopher Rich's CRS (Customer Relationship Summary).
Similar Advisors
SANCTUARY ADVISORS, LLC
SANCTUARY ADVISORS, LLC
WELLINGTON INVESTMENT ADVISORS
SANCTUARY ADVISORS, LLC