Louis Wilcox
Professional summary
Louis Wilcox, who also goes by Louis Shahan Wilcox Jr., Louis Shahan Wilcox, is a registered financial professional currently at J.W. COLE FINANCIAL, INC. located in Tampa, Florida.
Louis is registered as a RR (Registered Representative) and started their career in finance in 2017. Louis has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Louis Wilcox's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 21, 2026 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634September 5, 2023 - February 25, 2025
MORGAN STANLEY
March 17, 2023 - February 25, 2025
MORGAN STANLEY
July 29, 2022 - September 5, 2023
HARRISDIRECT LLC
July 22, 2022 - September 5, 2023
E*TRADE SECURITIES LLC
October 23, 2017 - June 10, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 6, 2017 - June 10, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/21/2026)
(5/21/2026)
Exams
FINRA
Current Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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