AM
Alec M. Mielnicki
T. ROWE PRICE ASSOCIATES
Castlerock, CO
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CRD#: 6836621
AM
Professional summary
Alec M Mielnicki, who also goes by Alec Michael Mielnicki, Alec Mielnicki, is a registered financial advisor currently at T. ROWE PRICE ASSOCIATES, INC. located in Castlerock, Colorado and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Colorado Springs, Colorado.
Alec is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Alec has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alec Michael Mielnicki | Alec Mielnicki
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. LEIGH WEALTH MANAGEMENT GROUP POSITION: Registered Assistant NATURE: Sole Proprietorship DBA Leigh Wealth Management Group INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/08/2023 ADDRESS: 7009 S Potomac St, Suite 101, Centennial CO 80112, United States DESCRIPTION: Registered Assistant for Chad A Leigh. Marketing and sales of fixed insurance products using DBA name Leigh Wealth Management Group 2. THE AMERIFLEX GROUP POSITION: Investment Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 170 SECURITIES TRADING HOURS: 100 START DATE: 11/08/2023 ADDRESS: 8475 E Sunset RD, Suite 101, Las Vegas NV 89113, United States DESCRIPTION: Provide comprehensive Wealth Management, Financial Planning, and Investment Advisory services.
CRS (Client Relationship Summary) - RIA
Click below to view Alec M Mielnicki's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 4, 2024 - Present
T. ROWE PRICE ASSOCIATES, INC.
RIA
CRD#: 105496
Castlerock, CO
Current
December 4, 2024 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: Financial Center Two 2220 Briargate Parkway, Colorado Springs, CO 80920BD
CRD#: 8348
Colorado Springs, CO
Past
November 8, 2023 - November 7, 2024
THE AMERIFLEX GROUP
RIA
CRD#: 305585
Centennial, CO
Past
November 7, 2023 - November 12, 2024
OSAIC WEALTH, INC.
BD
CRD#: 23131
CENTENNIAL, CO
Past
July 15, 2022 - November 6, 2023
FISHER INVESTMENTS
RIA
CRD#: 107342
Plano, TX
Past
January 18, 2019 - July 13, 2022
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Lone Tree, CO
Past
January 18, 2019 - July 13, 2022
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Lone Tree, CO
Past
December 14, 2017 - January 10, 2019
EDWARD JONES
RIA
CRD#: 250
WHEAT RIDGE, CO
Past
November 2, 2017 - January 10, 2019
EDWARD JONES
BD
CRD#: 250
WHEAT RIDGE, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TR
T. ROWE PRICE ASSOCIATES, INC.
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
RIA
Registered Investment Advisory firm - (3/29/1947 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/4/2024)
RR
Alaska(12/4/2024)
RR
Arizona(12/4/2024)
RR
Arkansas(12/4/2024)
RR
California(12/4/2024)
RR
Colorado(12/4/2024)
IAR
Colorado(12/4/2024)
RR
Connecticut(12/4/2024)
RR
Delaware(12/4/2024)
RR
District of Columbia(12/4/2024)
RR
Florida(12/4/2024)
RR
Georgia(12/4/2024)
RR
Hawaii(12/4/2024)
RR
Idaho(12/4/2024)
RR
Illinois(12/4/2024)
RR
Indiana(12/4/2024)
RR
Iowa(12/4/2024)
RR
Kansas(12/4/2024)
RR
Kentucky(12/4/2024)
RR
Louisiana(12/4/2024)
RR
Maine(12/4/2024)
RR
Maryland(12/4/2024)
RR
Massachusetts(12/4/2024)
RR
Michigan(12/4/2024)
RR
Minnesota(12/4/2024)
RR
Mississippi(12/4/2024)
RR
Missouri(12/4/2024)
RR
Montana(12/4/2024)
RR
Nebraska(12/4/2024)
RR
Nevada(12/4/2024)
RR
New Hampshire(12/4/2024)
RR
New Jersey(12/4/2024)
RR
New Mexico(12/4/2024)
RR
New York(12/4/2024)
RR
North Carolina(12/4/2024)
RR
North Dakota(12/4/2024)
RR
Ohio(12/4/2024)
RR
Oklahoma(12/4/2024)
RR
Oregon(12/4/2024)
RR
Pennsylvania(12/4/2024)
RR
Puerto Rico(12/4/2024)
RR
Rhode Island(12/4/2024)
RR
South Carolina(12/4/2024)
RR
South Dakota(12/4/2024)
RR
Tennessee(12/4/2024)
RR
Texas(12/4/2024)
RR
Utah(12/4/2024)
RR
Vermont(12/4/2024)
RR
Virgin Islands(12/4/2024)
RR
Virginia(12/4/2024)
RR
Washington(12/4/2024)
RR
West Virginia(12/4/2024)
RR
Wisconsin(12/4/2024)
RR
Wyoming(12/4/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TR
T. ROWE PRICE ASSOCIATES, INC.
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
RIA
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Contact information
Main Address
1307 Point Street, Baltimore, MD 21231
Mailing Address
Phone number
(410) 345-2000
Established
Firm type
Fiscal year end
# of Employees
3,947
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,924 |
| AUM (Assets Under Management) | $ 1,934,233,243,730 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
