AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
RV

Robert G. Vallone

TEMPLUM MARKETS
NEW YORK, NY 10017
Some features on this profile are disabled
CRD#: 6836338
RV

Professional summary

Robert Gerard Vallone, who also goes by Robert G Vallone, is a registered financial professional currently at TEMPLUM MARKETS LLC located in New York, New York.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2017. Robert has worked at 6 firms and has passed the SIE, Series 99TO and Series 27 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Robert G Vallone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Gerard Vallone's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 17, 2025 - Present

TEMPLUM MARKETS LLC

Office #1: 315 Madison Ave 3rd Fl, New York, NY 10017
BD
CRD#: 102840
NEW YORK, NY
Past

March 26, 2024 - May 14, 2025

TZERO SECURITIES, LLC

BD
CRD#: 123421
JERSEY CITY, NJ
Past

March 26, 2024 - May 14, 2025

SPEEDROUTE LLC

BD
CRD#: 104138
Hillsdale , NJ
Past

December 15, 2021 - August 10, 2022

HENNION & WALSH, INC.

BD
CRD#: 25766
PARSIPPANY, NJ
Past

December 23, 2019 - December 7, 2021

HOLD BROTHERS CAPITAL LLC

BD
CRD#: 151864
NEW YORK, NY
Past

November 10, 2017 - November 8, 2019

SG AMERICAS SECURITIES, LLC

BD
CRD#: 128351
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
Principal/Supervisory Exam
RR
Series 27
Date: 11/10/2017
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TM
TEMPLUM MARKETS LLC
GENESIS SECURITIES, INC. | VISIONQUEST SECURITIES, LLC. | TEMPLUM MARKETS LLC | OUISA CAPITAL LLC | LIQUID M CAPITAL LLC | GENESIS SECURITIES, LLC

CRD#: 102840 / SEC#: , 8-52169

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
315 Madison Ave 3rd Fl, New York, NY 10017
Mailing Address
315 Madison Ave 3rd Fl, New York, NY 10017
Phone number
(332) 895-5038
Established
Delaware since 01/25/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TEMPLUM, INC.SHAREHOLDER
LEE, EDWARD JCHIEF COMPLIANCE OFFICER4150803
RAMOS, JOSEPH MARIOPFO/POO, CEO/PRESIDENT2065829
VALLONE, ROBERT GERARDFINOP6836338

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TEMPLUM MARKETS LLC

CRD#: 102840New York, NY 10017

TRUST BUT VERIFY

Monitor Robert Vallone

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Anthony J. Macagna
Anthony MacagnaAdvisorCheck Check Mark
STRATEGIC ADVISERS LLC
IAR
RR
RIDGEWOOD, NJ
Anita Narendra Srivastava
Anita SrivastavaAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Paramus, NJ
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.