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DS

Duncan A. Seston

TOWERBROOK FINANCIAL, L.P.
New York, NY 10022
Some features on this profile are disabled
CRD#: 6835126
DS

Professional summary

Duncan Adam Birkett Seston, who also goes by Duncan Seston, is a registered financial professional currently at TOWERBROOK FINANCIAL, L.P. located in New York, New York.

Duncan is registered as a RR (Registered Representative) and started their career in finance in 2017. Duncan has worked at 2 firms and has passed the SIE, Series 7 and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Duncan Seston

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Duncan Adam Birkett Seston's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 11, 2021 - Present

TOWERBROOK FINANCIAL, L.P.

Office #1: Park Avenue Tower 65 East 55th Street 19th Floor, New York, NY, 10022
BD
CRD#: 155535
New York, NY
Past

July 25, 2017 - June 17, 2019

MOELIS & COMPANY LLC

BD
CRD#: 145115
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/12/2018
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79
Date: 7/25/2017
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TF
TOWERBROOK FINANCIAL, L.P.
TOWERBROOK FINANCIAL, L.P. | TOWERBROOK FINANCIAL, LLC

CRD#: 155535 / SEC#: , 8-68721

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
Park Avenue Tower 65 East 55th Street 19th Floor, New York, NY, 10022
Mailing Address
Park Avenue Tower 65 East 55th Street 19th Floor, New York, NY, 10022
Phone number
(212) 699-2260
Established
Delaware since 08/12/2010
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TOWERBROOK FINANCIAL LP, LLCLIMITED PARTNER
CARDINI, FILIPPO JOHNCOO AND PRINCIPAL5929485
GLASSMAN, JENNIFER TERNOEYCEO, FINOP, AND CFO5917654
ROSENTHAL, ABRIELLE HARACCO / AMLCO5929680
TOWERBROOK FINANCIAL GP, LLCGENERAL PARTNER

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TOWERBROOK FINANCIAL, L.P.

CRD#: 155535New York, NY 10022

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