Eliott B. Wellenbach
Professional summary
Eliott Becker Wellenbach, who also goes by Eliott Becker Wellenbach, Eliott Wellenbach, is a registered financial professional currently at ALPS DISTRIBUTORS, INC. located in New York, New York.
Eliott is registered as a RR (Registered Representative) and started their career in finance in 2017. Eliott has worked at 3 firms and has passed the Series 63, Series 3, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eliott Becker Wellenbach's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 9, 2024 - Present
ALPS DISTRIBUTORS, INC.
Office #1: 535 Madison Avenue 37th Floor, New York, NY 10022November 19, 2018 - September 9, 2024
FORESIDE FUND SERVICES, LLC
August 10, 2017 - October 26, 2018
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
(9/9/2024)
Exams
FINRA
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
