CP
Clay Peevyhouse
CETERA INVESTMENT ADVISERS LLC
TULSA, OK 74133
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CRD#: 6831800
CP
Professional summary
Clay Peevyhouse, who also goes by Clayton Edward Peevyhouse, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Tulsa, Oklahoma and CETERA FINANCIAL SPECIALISTS LLC located in Tulsa, Oklahoma.
Clay is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Clay has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Clayton Edward Peevyhouse
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF OTHER BUSINESS: HIGHPOINT FINANCIAL GROUP LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 3/2022; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 50, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2) PEEVYHOUSE COMPANIES LLC, NOT INVESTMENT RELATED, JENKS, OK, PARTNER/OWNER OF PHOTOGRAPHY SERVICES BUSINESS, SINCE 05/2016, 0H/WEEK
CRS (Client Relationship Summary) - RIA
Click below to view Clay Peevyhouse's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 31, 2022 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 8282 S Memorial Dr Ste 106, Tulsa, OK 74133Office #2: 233 West Broadway, Muskogee, OK 74401RIA
CRD#: 105644
TULSA, OK
Current
January 31, 2022 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 8282 S Memorial Dr Ste 106, Tulsa, OK 74133BD
CRD#: 10358
Tulsa, OK
Past
November 2, 2017 - February 1, 2022
EDWARD JONES
RIA
CRD#: 250
JENKS, OK
Past
August 29, 2017 - February 1, 2022
EDWARD JONES
BD
CRD#: 250
JENKS, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(1/31/2022)
RR
California(1/2/2024)
RR
Colorado(1/3/2023)
RR
Florida(1/31/2022)
RR
Indiana(2/21/2025)
RR
Louisiana(7/30/2025)
RR
Maryland(4/14/2025)
RR
Missouri(7/30/2025)
RR
Nevada(1/2/2024)
RR
Oklahoma(1/31/2022)
IAR
Oklahoma(1/31/2022)
RR
Texas(1/31/2022)
IAR
Texas(1/31/2022)
RR
Utah(1/2/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Tulsa, OK 74133TRUST BUT VERIFY
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