TR
Troy L. Robertson
COPLEY FINANCIAL GROUP
San Diego, CA 92108
Some features on this profile are disabled
CRD#: 6831574
TR
Professional summary
Troy Lee Robertson is a registered financial advisor currently at COPLEY FINANCIAL GROUP, INC. located in San Diego, California and EMERSON EQUITY LLC located in San Diego, California.
Troy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Troy has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) HERITAGE TAX & INSURANCE, INC., -INVESTMENT RELATED, 2650 CAMINO DEL RIO N., STE 350, SAN DIEGO, CA 92108, FIXED INSURANCE, INSURANCE PRODUCER,ESTATE PLANNING ATTORNEY(FOR HERITAGE ONLY) ANNUITY EVALUATION AND PRESENTATION, LIFE INSURANCE COMPARISON AND EVALUATION, LIVING TRUSTPREPERATION AND REVIEW., 10 HRS MONTHLY, 10 HRS MONTHLY DURING SECURITIES TRADING HOURS, 04/2017. (2) COPLEY FINANCIAL GROUP, INC., -INVESTMENTRELATED, 2650 CAMINO DEL RIO N., STE 350, SAN DIEGO, CA 92108, REGISTERED INVESTMENT ADVISORY FIRM, INVESTMENT ADVISOR REPRESENTATIVE, RETIREMENTPLANNING, PORTFOLIO CONSTRUCTION, WEALTH MANAGEMENT, 120 HRS A MONTH, 97HRS MONTHLY DURING SECURITIES TRADING HRS, 04/2017 (3) SENIORAMERICAN FUNDING, INC.,- INVESTMENT RELATED, 2650 CAMINO DEL RIO N., STE 350, SAN DIEGO, CA 92108, MORTGAGE COMPANY, MORTGAGE LOAN ORIGINATOR,REVERSE MORTGAGE EVALUATION AND PRESENTATION. FORWARD MORTGAGE AND REFINANCE EVALUATION AND PRESENTATION., 10 HRS MONTHLY, 8 HRS MONTHLYDURING SECURITIES TRADING HRS., 04/2017 (4) EMERSON EQUITY LLC; YES; SAN DIEGO, CA; BROKER-DEALER; REGISTERED REPRESENTATIVE; 04/2024; 10/ HRS MO; 10/HRS MO
CRS (Client Relationship Summary) - RIA
Click below to view Troy Lee Robertson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 20, 2017 - Present
COPLEY FINANCIAL GROUP, INC.
Office #1: 2650 Camino Del Rio North, Suite 350, San Diego, CA 92108RIA
CRD#: 283070
San Diego, CA
Current
April 30, 2024 - Present
EMERSON EQUITY LLC
Office #1: 2650 Camino Del Rio North Suite 350, San Diego, CA 92108RIA
BD
CRD#: 130032
San Diego, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
COPLEY FINANCIAL GROUP, INC.
COPLEY FINANCIAL GROUP, INC.
CRD#: 283070 / SEC#: 801-119967
RIA
Registered Investment Advisory firm - (12/14/2020 Approved)California
Registered Investment Advisory firm - (1/17/2021 Terminated)New York
Registered Investment Advisory firm - (12/18/2020 Terminated)Texas
Registered Investment Advisory firm - (12/18/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(7/20/2017)
RR
California(4/30/2024)
RR
Indiana(6/24/2025)
RR
South Dakota(7/25/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/28/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
COPLEY FINANCIAL GROUP, INC.
COPLEY FINANCIAL GROUP, INC.
CRD#: 283070 / SEC#: 801-119967
RIA
Registered Investment Advisory firm - (12/14/2020 Approved)California
Registered Investment Advisory firm - (1/17/2021 Terminated)New York
Registered Investment Advisory firm - (12/18/2020 Terminated)Texas
Registered Investment Advisory firm - (12/18/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2650 Camino Del Rio North, Suite 350, San Diego, CA 92108
Mailing Address
Phone number
(619) 294-6008
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,963 |
| AUM (Assets Under Management) | $ 272,683,411 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
