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VL

Veronika O. Lysyanska

CAERUS INVESTMENT ADVISORS
Washington, DC
Some features on this profile are disabled
CRD#: 6831434
VL

Professional summary


Veronika O Lysyanska, who also goes by Veronika Oleksandrivna Caggia, Veronika Caggia, Veronika O Caggia, Veronika Oleksandrivna Lysyanska, is a registered financial advisor currently at CAERUS INVESTMENT ADVISORS, LLC located in Washington, District Of Columbia and DISHMI CAPITAL, LLC located in Washington, District Of Columbia.

Veronika is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Veronika has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Veronika Oleksandrivna Caggia | Veronika Caggia | Veronika O Caggia | Veronika Oleksandrivna Lysyanska

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Veronika O Lysyanska's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 28, 2022 - Present

CAERUS INVESTMENT ADVISORS, LLC

RIA
CRD#: 171716
Washington, DC
Current

August 26, 2025 - Present

DISHMI CAPITAL, LLC

RIA
CRD#: 336392
Washington, DC
Past

October 30, 2019 - March 29, 2022

MORGAN STANLEY

RIA
CRD#: 149777
Washington, DC
Past

August 29, 2019 - March 29, 2022

MORGAN STANLEY

BD
CRD#: 149777
Washington, DC
Past

November 16, 2017 - August 14, 2019

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
Washington, DC
Past

November 13, 2017 - August 14, 2019

TD AMERITRADE, INC.

RIA
CRD#: 7870
WASHINGTON, DC
Past

August 31, 2017 - August 14, 2019

TD AMERITRADE, INC.

BD
CRD#: 7870
WASHINGTON, DC

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAERUS INVESTMENT ADVISORS, LLC
CAERUS INVESTMENT ADVISORS, LLC

CRD#: 171716 / SEC#: 801-110401

RIA
Registered Investment Advisory firm - (4/13/2017 Approved)
California
Registered Investment Advisory firm - (5/24/2017 Terminated)
New York
Registered Investment Advisory firm - (4/24/2017 Terminated)
Texas
Registered Investment Advisory firm - (4/24/2017 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(8/27/2025)
IAR
Texas
(3/28/2022)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 10/26/2017
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


CI
CAERUS INVESTMENT ADVISORS, LLC
CAERUS INVESTMENT ADVISORS, LLC

CRD#: 171716 / SEC#: 801-110401

RIA
Registered Investment Advisory firm - (4/13/2017 Approved)
California
Registered Investment Advisory firm - (5/24/2017 Terminated)
New York
Registered Investment Advisory firm - (4/24/2017 Terminated)
Texas
Registered Investment Advisory firm - (4/24/2017 Terminated)
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Contact information


Main Address
West Lake Hills, TX
Mailing Address
Phone number
(650) 906-7666
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (6 States and Territories)


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Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (6/10/2025)

Regulatory assets under management


Total Number of Accounts127
AUM (Assets Under Management)$ 194,550,948

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CAERUS INVESTMENT ADVISORS, LLC

CRD#: 171716Washington, DC

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