Mason A. Dinehart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mason Alan Dinehart III, who also goes by Mase Dinehart III, Mason Alan Dinehart, was a registered financial professional .
Mason is a previously registered financial professional and started their career in finance in 1971. Mason had worked at 12 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 7TO, SIE, Series 1, Series 24, Series 27 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2020 - December 31, 2021
LIGHTPATH CAPITAL, INC
August 31, 2011 - March 14, 2019
SILBER BENNETT FINANCIAL, INC.
May 16, 2011 - March 30, 2016
SILBER BENNETT FINANCIAL, INC.
April 15, 2010 - August 1, 2011
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
April 14, 2010 - August 1, 2011
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
December 6, 2005 - January 19, 2010
EMPIRE SECURITIES CORPORATION
January 19, 2001 - January 19, 2010
EMPIRE SECURITIES CORPORATION
April 11, 1999 - December 31, 2000
LOCUST STREET SECURITIES, INC.
January 17, 1992 - March 31, 1999
CROWN CAPITAL SECURITIES, L.P.
March 20, 1990 - April 3, 1990
PROMONTORY CAPITAL CORPORATION
March 7, 1990 - March 20, 1990
NILCORP SECURITIES COMPANY
April 22, 1987 - February 8, 1990
BOARDWALK CAPITAL CORPORATION
June 4, 1986 - April 22, 1987
EMPIRE SECURITIES CORPORATION
July 24, 1985 - June 4, 1986
ALLIED EQUITY GROUP, A FINANCIAL SERVICES CORPORATION
January 29, 1982 - September 21, 1983
AMERICAN CONSOLIDATED SECURITIES CORP.
July 22, 1971 - August 7, 1984
CMC SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 7/19/1971
Registered Representative ExaminationSeries 00
Date: 4/10/1972
General Securities Principal ExaminationCurrent Firm
LIGHTPATH CAPITAL, INC
CRD#: 34617 / SEC#: , 8-46299
Contact information
FINRA licenses (4 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
