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Mason Alan Dinehart Iii

CRD# 68314·Registered 1971 - 2021
Previously Registered: Being a previously registered professional could mean that Mason is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mason Alan Dinehart III, who also goes by Mase Dinehart III, Mason Alan Dinehart, was a registered financial advisor. Mason was a previously registered financial advisor and started their career in finance 1971 - 2021. Mason had worked at 12 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 7TO, SIE, Series 1, Series 24, Series 27 and Series 00 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mase Dinehart Iii, Mason Alan Dinehart

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

55 years in the financial services industry

Current & Past Employments

LIGHTPATH CAPITAL, INC·CRD# 34617
BD
Southlake, TX
November 2, 2020 - December 31, 2021
SILBER BENNETT FINANCIAL, INC.·CRD# 156435
BD
Encino, CA
August 31, 2011 - March 14, 2019
SILBER BENNETT FINANCIAL, INC.·CRD# 156435
RIA
Los Angelels, CA
May 16, 2011 - March 30, 2016
AMERICAN INDEPENDENT SECURITIES GROUP, LLC·CRD# 135288
RIA
Sherman Oaks, CA
April 15, 2010 - August 1, 2011
AMERICAN INDEPENDENT SECURITIES GROUP, LLC·CRD# 135288
BD
Sherman Oaks, CA
April 14, 2010 - August 1, 2011
EMPIRE SECURITIES CORPORATION·CRD# 2826
RIA
El Segundo, CA
December 6, 2005 - January 19, 2010
EMPIRE SECURITIES CORPORATION·CRD# 2826
BD
El Segundo, CA
January 19, 2001 - January 19, 2010
LOCUST STREET SECURITIES, INC.·CRD# 1703
BD
Des Moines, IA
April 11, 1999 - December 31, 2000
CROWN CAPITAL SECURITIES, L.P.·CRD# 6312
BD
Orange, CA
January 17, 1992 - March 31, 1999
PROMONTORY CAPITAL CORPORATION·CRD# 26152
BD
March 20, 1990 - April 3, 1990
NILCORP SECURITIES COMPANY·CRD# 16553
BD
March 7, 1990 - March 20, 1990
BOARDWALK CAPITAL CORPORATION·CRD# 10279
BD
April 22, 1987 - February 8, 1990
EMPIRE SECURITIES CORPORATION·CRD# 2826
BD
June 4, 1986 - April 22, 1987
ALLIED EQUITY GROUP, A FINANCIAL SERVICES CORPORATION·CRD# 15811
BD
July 24, 1985 - June 4, 1986
AMERICAN CONSOLIDATED SECURITIES CORP.·CRD# 338
BD
January 29, 1982 - September 21, 1983
CMC SECURITIES CORPORATION·CRD# 5338
BD
July 22, 1971 - August 7, 1984

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Current Firm

LC
LIGHTPATH CAPITAL, INC

LIGHTPATH CAPITAL, INC | STREAMLINE CAPITAL CORPORATION | PROTECTIVE BROKERAGE CORPORATION

CRD#: 34617 / SEC#: 8-46299
BD
Terminated by SEC on 12/30/2025

Contact Information

Established

California since 06/02/1993

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
DHILLON, HARINDER SINGHCHAIRMAN OF THE BOARD—
RICHARDSON, MARK JAYOWNER6259211
UCCIFERRI, CHARLES SANTINOPRINCIPAL7158252
UCCIFERRI, LOUIE NMNCCO, FINOP, AML-CO1156956
UCCIFERRI, LOUIE NMNPRESIDENT1156956

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1989About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 1 — Registered Representative Examination

Passed Jul 1971

Series 24 — General Securities Principal Examination

Passed Jan 2023About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Feb 1989About the Series 27 exam

Series 00 — General Securities Principal Examination

Passed Apr 1972

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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