William N. Butz

VIGILANT DISTRIBUTORS

Bryn Mawr, PA 19010

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CRD#: 6831235

Professional summary

William Nicholas Butz, who also goes by William Nicholas Butz, Nick Butz, is a registered financial professional currently at VIGILANT DISTRIBUTORS, LLC located in Bryn Mawr, Pennsylvania.

William is registered as a RR (Registered Representative) and started their career in finance in 2017. William has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

William Nicholas Butz | Nick Butz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Nicholas Butz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 2, 2024 - Present

VIGILANT DISTRIBUTORS, LLC

Office #1: 925 W. Lancaster Ave. Suite 220, Bryn Mawr, PA 19010

CRD#: 285573

Bryn Mawr, PA

Past

November 4, 2020 - October 31, 2022

VIGILANT DISTRIBUTORS, LLC

CRD#: 285573

Bryn Mawr, PA

Past

August 14, 2017 - August 20, 2019

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/2/2024)

Alaska
(5/2/2024)

Arizona
(5/2/2024)

Arkansas
(5/2/2024)

California
(5/2/2024)

Colorado
(5/2/2024)

Connecticut
(5/2/2024)

Delaware
(5/2/2024)

District of Columbia
(5/2/2024)

Florida
(5/2/2024)

Georgia
(5/2/2024)

Hawaii
(5/2/2024)

Idaho
(5/2/2024)

Illinois
(5/2/2024)

Indiana
(5/2/2024)

Iowa
(5/2/2024)

Kansas
(5/2/2024)

Kentucky
(5/2/2024)

Louisiana
(5/2/2024)

Maine
(5/2/2024)

Maryland
(5/2/2024)

Massachusetts
(5/2/2024)

Michigan
(5/2/2024)

Minnesota
(5/2/2024)

Mississippi
(5/2/2024)

Missouri
(5/2/2024)

Montana
(5/2/2024)

Nebraska
(5/2/2024)

Nevada
(5/2/2024)

New Hampshire
(5/2/2024)

New Jersey
(5/2/2024)

New Mexico
(5/2/2024)

New York
(5/2/2024)

North Carolina
(5/2/2024)

North Dakota
(5/2/2024)

Ohio
(5/2/2024)

Oklahoma
(5/2/2024)

Oregon
(5/2/2024)

Pennsylvania
(5/2/2024)

Rhode Island
(5/2/2024)

South Carolina
(5/2/2024)

South Dakota
(5/2/2024)

Tennessee
(5/2/2024)

Texas
(5/2/2024)

Utah
(5/2/2024)

Vermont
(5/2/2024)

Virginia
(5/2/2024)

Washington
(5/2/2024)

West Virginia
(5/2/2024)

Wisconsin
(5/2/2024)

Wyoming
(5/2/2024)

Exams

State Security Law Exam

Series 63

Date: 4/24/2024

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/14/2017

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

VIGILANT DISTRIBUTORS, LLC

HERALD INVESTMENT MARKETING, LLC | VIGILANT DISTRIBUTORS, LLC

CRD#: 285573 / SEC#: , 8-69854

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

Gateway Corporate Center, Suite 216 223 Wilmington West Chester Pike, Chadds Ford, PA 19317

Mailing Address

Gateway Corporate Center, Suite 216 223 Wilmington West Chester Pike, Chadds Ford, PA 19317

Phone number

(610) 558-1750

Established

Pennsylvania since 06/13/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CHADDS FORD INVESTMENT MANAGEMENT, LLC	OWNER
CHISM, PATRICK ANDREW	CEO AND CCO	2875421
FAIA, SALVATORE ROCCO II	PRINCIPAL OPERATIONS OFFICER	6813402
SCARPATI, GERARD	CFO AND PRINCIPAL FINANCIAL OFFICER	2313132

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William N. Butz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Nicholas Butz's CRS (Customer Relationship Summary).

Certified licenses

Experience

VIGILANT DISTRIBUTORS, LLC

VIGILANT DISTRIBUTORS, LLC

VANGUARD MARKETING CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 4/24/2024

SIE

Date: 10/1/2018

Series 7

Date: 8/14/2017

FINRA

Current Firm

VIGILANT DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

VIGILANT DISTRIBUTORS, LLC

TRUST BUT VERIFY

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