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Allison Modrak

Allison Modrak

MISSION WEALTH MANAGEMENT, LP
Scottsdale, AZ 85255
Some features on this profile are disabled
CRD#: 6830967
Allison Modrak

Professional summary

Allison Modrak, CFP®, who also goes by Allison C Mann, Allison Claire Mann, Allison Mann, is a registered financial advisor currently at MISSION WEALTH MANAGEMENT, LP located in Scottsdale, Arizona.

Allison is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Allison has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Allison C Mann | Allison Claire Mann | Allison Mann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allison Modrak's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2023

Experience

Current

March 19, 2026 - Present

MISSION WEALTH MANAGEMENT, LP

Office #1: 17015 N Scottsdale Rd, Scottsdale, AZ 85255
RIA
CRD#: 113057
Scottsdale, AZ
Past

February 13, 2024 - January 5, 2026

ALLWORTH FINANCIAL, L.P.

RIA
CRD#: 111167
PHOENIX, AZ
Past

February 13, 2024 - January 5, 2026

AW SECURITIES

BD
CRD#: 103747
PHOENIX, AZ
Past

May 24, 2022 - February 13, 2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
SEATTLE, WA
Past

May 24, 2022 - February 13, 2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
SEATTLE, WA
Past

April 19, 2021 - January 7, 2022

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

RIA
CRD#: 38357
STEVENS POINT, WI
Past

October 21, 2020 - January 7, 2022

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

BD
CRD#: 38357
STEVENS POINT, WI
Past

June 1, 2020 - October 30, 2020

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MISSION WEALTH MANAGEMENT, LP
MISSION WEALTH | MISSION WEALTH MANAGEMENT, LP | MISSION WEALTH MANAGEMENT, LLC

CRD#: 113057 / SEC#: 801-61230

RIA
Registered Investment Advisory firm - (6/7/2002 Approved)
California
Registered Investment Advisory firm - (6/14/2002 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(3/19/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/19/2021
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/1/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/17/2019
Securities Industry Essentials Examination

Current Firm

MW
MISSION WEALTH MANAGEMENT, LP
MISSION WEALTH | MISSION WEALTH MANAGEMENT, LP | MISSION WEALTH MANAGEMENT, LLC

CRD#: 113057 / SEC#: 801-61230

RIA
Registered Investment Advisory firm - (6/7/2002 Approved)
California
Registered Investment Advisory firm - (6/14/2002 Terminated)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1111 Chapala Street 3rd Floor, Santa Barbara, CA 93101
Mailing Address
Phone number
(805) 882-2360
Established
Firm type
Fiscal year end
# of Employees
184

SEC notice filing (43 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MWM FORM ADV PART 2A - FIRM BROCHURE (3/19/2026)

Regulatory assets under management

Total Number of Accounts16,573
AUM (Assets Under Management)$ 13,912,131,150

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MISSION WEALTH MANAGEMENT, LP

CRD#: 113057Scottsdale, AZ 85255

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