Allison Modrak

MISSION WEALTH MANAGEMENT, LP

Scottsdale, AZ 85255

CRD#: 6830967

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Professional summary

Allison Modrak, CFP®, who also goes by Allison C Mann, Allison Claire Mann, Allison Mann, is a registered financial advisor currently at MISSION WEALTH MANAGEMENT, LP located in Scottsdale, Arizona.

Allison is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Allison has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Allison C Mann | Allison Claire Mann | Allison Mann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allison Modrak's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2023

Experience

Current

March 19, 2026 - Present

MISSION WEALTH MANAGEMENT, LP

Office #1: 17015 N Scottsdale Rd, Scottsdale, AZ 85255

RIA

CRD#: 113057

Scottsdale, AZ

Past

February 13, 2024 - January 5, 2026

ALLWORTH FINANCIAL, L.P.

RIA

CRD#: 111167

PHOENIX, AZ

Past

February 13, 2024 - January 5, 2026

AW SECURITIES

CRD#: 103747

PHOENIX, AZ

Past

May 24, 2022 - February 13, 2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

SEATTLE, WA

Past

May 24, 2022 - February 13, 2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

SEATTLE, WA

Past

April 19, 2021 - January 7, 2022

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

RIA

CRD#: 38357

STEVENS POINT, WI

Past

October 21, 2020 - January 7, 2022

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

CRD#: 38357

STEVENS POINT, WI

Past

June 1, 2020 - October 30, 2020

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MISSION WEALTH MANAGEMENT, LP

MISSION WEALTH | MISSION WEALTH MANAGEMENT, LP | MISSION WEALTH MANAGEMENT, LLC

CRD#: 113057 / SEC#: 801-61230

RIA

Registered Investment Advisory firm - (6/7/2002 Approved)

California

Registered Investment Advisory firm - (6/14/2002 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/19/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/19/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/1/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/17/2019

Securities Industry Essentials Examination

Current Firm

MISSION WEALTH MANAGEMENT, LP

MISSION WEALTH | MISSION WEALTH MANAGEMENT, LP | MISSION WEALTH MANAGEMENT, LLC

CRD#: 113057 / SEC#: 801-61230

RIA

Registered Investment Advisory firm - (6/7/2002 Approved)

California

Registered Investment Advisory firm - (6/14/2002 Terminated)

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Contact information

Main Address

1111 Chapala Street 3rd Floor, Santa Barbara, CA 93101

Mailing Address

Phone number

(805) 882-2360

Established

Firm type

Fiscal year end

# of Employees

184

SEC notice filing (43 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MWM FORM ADV PART 2A - FIRM BROCHURE (3/19/2026)

Regulatory assets under management

Total Number of Accounts	16,573
AUM (Assets Under Management)	$ 13,912,131,150

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Allison Modrak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allison Modrak's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLWORTH FINANCIAL, L.P.

AW SECURITIES

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

ROBERT W. BAIRD & CO. INCORPORATED

Primary Firm SEC Registration

MISSION WEALTH MANAGEMENT, LP

State Registrations and Notice Filings

Exams

Series 66

Date: 4/19/2021

Series 7TO

Date: 6/1/2020

SIE

Date: 8/17/2019

Current Firm

MISSION WEALTH MANAGEMENT, LP

Contact information

SEC notice filing (43 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MISSION WEALTH MANAGEMENT, LP

TRUST BUT VERIFY

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