Brianna M. Mathis
STRATEGIC ADVISERS LLC | Financial Consultant
PARKER, CO
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CRD#: 6830451
Professional summary
Brianna Marie Mathis, who also goes by Brianna Marie Cox, Brianna M Cox, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Parker, Colorado and FIDELITY BROKERAGE SERVICES LLC located in Lone Tree, Colorado.
Brianna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Brianna has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Biography
As your Financial Consultant, I will learn about your unique situation and partner with you to create a customized plan to work toward your financial goals. Doing business at Fidelity provides you access to our trusted brand, our industry leading technology, our cost efficient investment platform and the ability to work closely with me and my team.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brianna Marie Cox | Brianna M Cox
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-122211|OrgNmn:TBD|Org Addr:PARKER,Colorado,US|OBA Nature:My dad & I are wanting to crea|Invst Rel:N|Title:Partner|Duties:Part time cleaning car seats (weekends) and assisting with website design / scheduling.|StrtDt:|TotHrs/mon:16|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Brianna Marie Mathis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of Central Florida
Bachelor of Biomedical Science - Biomedical Sciences
2016
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 9185 East Westview Road, Lone Tree, CO 80124Office #3: 8085 S Chester Street Suite 250, Centennial, CO 80112RIA
CRD#: 104555
PARKER, CO
Current
June 22, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 9185 East Westview Road, Lone Tree, CO 80124Office #2: 8085 S Chester Street Suite 250, Centennial, CO 80112BD
CRD#: 7784
LONE TREE, CO
Past
July 22, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
LONE TREE, CO
Past
January 2, 2018 - July 10, 2020
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Lone Tree, CO
Past
November 2, 2017 - July 10, 2020
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Lone Tree, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/6/2022)
RR
California(6/4/2021)
RR
Colorado(6/22/2020)
IAR
Colorado(3/31/2025)
RR
Florida(1/8/2021)
RR
Georgia(8/29/2025)
RR
Iowa(1/3/2025)
RR
Kansas(3/2/2024)
RR
Maryland(9/29/2023)
RR
Massachusetts(1/7/2022)
RR
Michigan(4/28/2023)
RR
Montana(11/24/2021)
RR
Nebraska(3/25/2023)
RR
Nevada(7/8/2022)
RR
New Mexico(5/8/2023)
RR
North Carolina(10/8/2021)
RR
Ohio(12/11/2023)
RR
Oklahoma(3/2/2024)
RR
Oregon(7/19/2024)
RR
South Dakota(3/25/2023)
RR
Texas(5/19/2022)
IAR
Texas(3/31/2025)
RR
Utah(1/3/2025)
RR
Virginia(5/3/2024)
RR
Washington(5/3/2024)
RR
Wyoming(1/3/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Parker, COTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
